Dark
Light
System
Security
ImmunoCellular Therapeutics Lt
ImmunoCellular Therapeutics Lt . Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 31 Institutional holders with a total value of $6,277,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SABBY MANAGEMENT, LLC 5,871,816 2,771,000 44.15%
2 VANGUARD GROUP INC 2,534,220 1,196,000 19.05%
3 RENAISSANCE TECHNOLOGIES LLC 1,702,692 804,000 12.81%
4 BAILARD, INC. 1,293,172 610,000 9.72%
5 GEODE CAPITAL MANAGEMENT, LLC 439,847 207,000 3.30%
6 DEUTSCHE BANK AG\ 367,628 173,000 2.76%
7 Callan Capital, LLC 303,912 143,000 2.28%
8 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 209,100 99,000 1.58%
9 Bank of New York Mellon Corp 101,378 48,000 0.76%
10 NORTHERN TRUST CORP 83,704 40,000 0.64%
11 CHELSEA COUNSEL CO 28,000 31,000 0.49%
12 Virtu KCG Holdings LLC 60,438 29,000 0.46%
13 First Allied Advisory Services, Inc. 45,000 21,000 0.33%
14 STATE STREET CORP 29,173 14,000 0.22%
15 GOLDMAN SACHS GROUP INC 24,301 11,000 0.18%
16 CITIGROUP INC 21,700 10,000 0.16%
17 Ifrah Financial Services, Inc. 18,500 9,000 0.14%
18 J.P. Morgan Private Wealth Advisors LLC 20,000 9,000 0.14%
19 GUGGENHEIM CAPITAL LLC 16,773 8,000 0.13%
20 MORGAN STANLEY 16,495 8,000 0.13%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,827 7,000 0.11%
22 KING LUTHER CAPITAL MANAGEMENT CORP 10,000 7,000 0.11%
23 Gerstein Fisher 13,000 6,000 0.10%
24 CITADEL ADVISORS LLC 11,593 5,000 0.08%
25 GROUP ONE TRADING LLC 6,417 3,000 0.05%
26 B. Riley Wealth Management, Inc. 8,000 3,000 0.05%
27 UBS Group AG 6,375 3,000 0.05%
28 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,073 1,000 0.02%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,800 1,000 0.02%
30 Catamount Wealth Management 1,000 0 0.00%
31 SIMPLEX TRADING, LLC 1,000 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.