| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ENERGY FUELS INC W EXP 09/20/2021 | 277,777 | 0 | 0.00% | ||
| 2 | FIELDPOINT PETROLEUM CORP WT EXP 032318 | 19,970 | 0 | 0.00% | ||
| 3 | CEL SCI CORP | 750,000 | 0 | 0.00% | ||
| 4 | AXAR ACQUISITION CORP WARRANT | 10,822 | 1,000 | 0.00% | ||
| 5 | DELCATH SYS INC | 18,237 | 2,000 | 0.00% | ||
| 6 | BIOAMBER INC | 43,421 | 2,000 | 0.00% | ||
| 7 | Eyegate Pharmaceuticaals | 12,900 | 2,000 | 0.00% | ||
| 8 | CELSION CORPORATION COM PAR | 10,557 | 3,000 | 0.00% | ||
| 9 | CHANTICLEER HLDGS INC WT EXP 061117 | 45,644 | 3,000 | 0.00% | ||
| 10 | ORIGO ACQUISITION CORP | 14,474 | 3,000 | 0.00% | ||
| 11 | CHINA PHARMA HLDGS INC | 11,512 | 3,000 | 0.00% | ||
| 12 | PACIFIC SPL ACQUISITION CORP | 10,094 | 4,000 | 0.00% | ||
| 13 | COMMUNITY HEALTH SYS INC NEW | 524,159 | 4,000 | 0.00% | ||
| 14 | OPEXA THERAPEUTICS INC | 256,572 | 4,000 | 0.00% | ||
| 15 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 1,601,291 | 4,000 | 0.00% | ||
| 16 | COPSYNC INC | 66,325 | 5,000 | 0.00% | ||
| 17 | EnerJex Resources Inc. | 16,724 | 6,000 | 0.00% | ||
| 18 | REX ENERGY CORPORATION | 12,920 | 6,000 | 0.00% | ||
| 19 | ARGOS THERAPEUTICS INC | 13,300 | 6,000 | 0.00% | Call | |
| 20 | UNITED STATES ANTIMONY CORP | 13,958 | 7,000 | 0.00% | ||
| 21 | SONOMA PHARMACEUTICALS INC | 10,971 | 7,000 | 0.00% | ||
| 22 | IMMUNE PHARMACEUTICALS INC | 49,317 | 7,000 | 0.00% | ||
| 23 | KITOV PHARMACEUTICALS HLDGS | 13,533 | 7,000 | 0.00% | ||
| 24 | HOUSTON AMERN ENERGY CORP | 24,271 | 7,000 | 0.00% | ||
| 25 | Comstock Mining Inc | 34,978 | 8,000 | 0.00% | ||
| 26 | THRESHOLD PHARMACEUTICAL INC | 13,743 | 8,000 | 0.00% | ||
| 27 | WIDEPOINT CORP | 20,856 | 9,000 | 0.00% | ||
| 28 | SPHERE 3D CORP NEW | 43,100 | 9,000 | 0.00% | Call | |
| 29 | PRIMERO MNG CORP | 16,500 | 9,000 | 0.00% | Put | |
| 30 | SAMSON OIL & GAS LTD | 17,588 | 10,000 | 0.00% | ||
| 31 | RENNOVA HEALTH INC | 515,147 | 11,000 | 0.00% | ||
| 32 | AMPLIPHI BIOSCIENCES CORP | 25,674 | 11,000 | 0.00% | ||
| 33 | CHINA INFORMATION TECHNOLOGY | 14,941 | 11,000 | 0.00% | ||
| 34 | SPAR GROUP INC | 11,980 | 12,000 | 0.00% | ||
| 35 | CITIGROUP INC | 80,972 | 12,000 | 0.00% | ||
| 36 | CERECOR INC | 235,157 | 12,000 | 0.00% | ||
| 37 | TURTLE BEACH CORP COM | 12,717 | 12,000 | 0.00% | ||
| 38 | DURECT CORP | 11,000 | 12,000 | 0.00% | Put | |
| 39 | DOVER DOWNS GAMING & ENTMT I | 11,830 | 12,000 | 0.00% | ||
| 40 | APPLIED DNA SCIENCES INC | 31,407 | 13,000 | 0.00% | ||
| 41 | MAGNEGAS CORP | 29,570 | 13,000 | 0.00% | ||
| 42 | PHARMATHENE INC COM | 15,754 | 13,000 | 0.00% | ||
| 43 | RICEBRAN TECHNOLOGIES | 70,455 | 13,000 | 0.00% | ||
| 44 | STANLEY FURNITURE CO INC COM NEW | 17,187 | 13,000 | 0.00% | ||
| 45 | ArQule Inc | 12,400 | 13,000 | 0.00% | Call | |
| 46 | GALENA BIOPHARMA INCORPORATED COM NEW | 21,498 | 13,000 | 0.00% | ||
| 47 | SMITH MICRO SOFTWARE INC | 15,078 | 14,000 | 0.00% | ||
| 48 | EASTMAN KODAK CO | 14,023 | 14,000 | 0.00% | ||
| 49 | RXI PHARMACEUTICALS CORP NEW | 17,881 | 14,000 | 0.00% | ||
| 50 | DURECT CORP | 13,300 | 14,000 | 0.00% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001446194-17-000006, filed 2017.05.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
