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Institutional Investment Manager
Sigma Planning Corp
Sigma Planning Corp (CIK: 0001449126) incorporated in Michigan, located at 300 Parkland Plaza, Ann Arbor, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 743 holdings with a total value of $843,471,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 VANGUARD INDEX FDS 14,672 1,373,000 0.16%
152 POWERSHARES ETF TRUST 32,158 1,364,000 0.16%
153 ISHARES TR 26,490 1,351,000 0.16%
154 CONSTELLATION BRANDS INC 8,041 1,339,000 0.16%
155 CVS HEALTH CORP 14,974 1,333,000 0.16%
156 BECTON DICKINSON & CO 7,393 1,329,000 0.16%
157 POWERSHARES ETF TRUST 41,995 1,322,000 0.16%
158 NATIONAL GRID PLC 18,550 1,319,000 0.16%
159 VANGUARD WORLD FDS 9,925 1,319,000 0.16%
160 WASTE MGMT INC DEL 20,619 1,315,000 0.16%
161 ENERGY TRANSFER PRTNRS L P 35,294 1,306,000 0.15%
162 ABBOTT LABS 29,844 1,262,000 0.15%
163 DOW CHEM CO 24,298 1,259,000 0.15%
164 CLAYMORE EXCHANGE TRD FD TR 48,489 1,252,000 0.15%
165 GLAXOSMITHKLINE PLC 28,722 1,239,000 0.15%
166 GOLD RESOURCE CORP 165,515 1,228,000 0.15%
167 PAYCHEX INC 20,693 1,198,000 0.14%
168 ISHARES TR 10,535 1,188,000 0.14%
169 FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF 25,507 1,184,000 0.14%
170 STRYKER CORP 10,152 1,182,000 0.14%
171 VANECK ETF TRUST 44,455 1,175,000 0.14%
172 ARES CAPITAL CORP 75,234 1,166,000 0.14%
173 NVIDIA CORPORATION 16,996 1,165,000 0.14%
174 ADVISORSHARES TR 32,531 1,136,000 0.13%
175 BCE INC 24,323 1,123,000 0.13%
176 ROYAL DUTCH SHELL PLC 21,151 1,117,000 0.13%
177 UNIVERSAL DISPLAY CORP 20,111 1,116,000 0.13%
178 AMGEN INC 6,688 1,116,000 0.13%
179 UNITED TECHNOLOGIES CORP 10,935 1,111,000 0.13%
180 AMERICAN WTR WKS CO INC NEW 14,826 1,110,000 0.13%
181 MAGELLAN MIDSTREAM PRTNRS LP 15,623 1,105,000 0.13%
182 UNITEDHEALTH GROUP INC 7,865 1,101,000 0.13%
183 FIRST TR EXCHANGE TRADED FD 31,159 1,098,000 0.13%
184 ISHARES 20,292 1,097,000 0.13%
185 INTERDIGITAL INC 13,837 1,096,000 0.13%
186 PHILLIPS 66 13,579 1,094,000 0.13%
187 iShares Barclays 0-5 Year TIPS 10,628 1,075,000 0.13%
188 COMPANIA DE MINAS BUENAVENTU 77,499 1,073,000 0.13%
189 LILLY ELI & CO 13,341 1,071,000 0.13%
190 DU PONT E I DE NEMOURS & CO 15,977 1,070,000 0.13%
191 VANGUARD INDEX FDS 8,738 1,068,000 0.13%
192 ISHARES TR 8,876 1,056,000 0.13%
193 NETFLIX INC 10,692 1,054,000 0.12%
194 ISHARES TR 38,145 1,054,000 0.12%
195 GUGGENHEIM CR ALLOCATION FD 47,275 1,045,000 0.12%
196 ISHARES TR 9,044 1,034,000 0.12%
197 PIMCO ETF TR 10,165 1,031,000 0.12%
198 WELLTOWER INC 13,777 1,030,000 0.12%
199 SILVER STD RES INC 84,873 1,024,000 0.12%
200 UNION PAC CORP 10,432 1,018,000 0.12%
Page 4 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001420506-16-001303, filed 2016.11.07).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.