| # | % | |||||
|---|---|---|---|---|---|---|
| 701 | BLACKROCK ENHANCED EQT DIV T | 15,857 | 125,000 | 0.01% | ||
| 702 | BLACKROCK INCOME TR INC | 19,358 | 125,000 | 0.01% | ||
| 703 | KAYNE ANDERSON ENRGY TTL RT FD | 10,537 | 124,000 | 0.01% | ||
| 704 | MONOGRAM RESIDENTIAL TR INC COM | 10,578 | 113,000 | 0.01% | ||
| 705 | CREDIT SUISSE SILVER SHARES COVERED CALL EXCHANGE TRADED NOTE | 11,043 | 111,000 | 0.01% | ||
| 706 | WESTERN ASSET MUN HI INCM FD | 13,907 | 111,000 | 0.01% | ||
| 707 | ELDORADO GOLD CORP NEW | 27,972 | 110,000 | 0.01% | ||
| 708 | WHITING PETE CORP NEW | 12,195 | 107,000 | 0.01% | ||
| 709 | DUFF PHELPS UTIL CORP BD T | 10,400 | 102,000 | 0.01% | ||
| 710 | INSIGNIA SYS INC | 40,300 | 96,000 | 0.01% | ||
| 711 | MFA FINANCIAL INC COM | 12,821 | 96,000 | 0.01% | ||
| 712 | NEW YORK MORTGAGE TRUST INC COM | 15,844 | 95,000 | 0.01% | ||
| 713 | LSB INDS INC COM | 11,000 | 94,000 | 0.01% | Call | |
| 714 | PERMIAN BASIN RTY TR | 12,414 | 87,000 | 0.01% | ||
| 715 | LSB INDS INC COM | 10,025 | 86,000 | 0.01% | ||
| 716 | YAMANA GOLD INC | 19,777 | 85,000 | 0.01% | ||
| 717 | NOKIA CORP | 14,514 | 84,000 | 0.01% | ||
| 718 | BIODELIVERY SCIENCES INTL IN | 30,359 | 82,000 | 0.01% | ||
| 719 | PROSPECT CAPITAL CORPORATION | 80,000 | 79,000 | 0.01% | ||
| 720 | SAN JUAN BASIN RTY TR | 12,536 | 74,000 | 0.01% | ||
| 721 | SANDSTORM GOLD LTD | 14,450 | 73,000 | 0.01% | ||
| 722 | PROSPECT CAPITAL CORPORATION | 70,000 | 72,000 | 0.01% | ||
| 723 | NOBLE CORP PLC | 11,012 | 70,000 | 0.01% | ||
| 724 | ALLIANZGI CONV INCOME FD I | 11,090 | 66,000 | 0.01% | ||
| 725 | TICC CAPITAL CORP | 11,200 | 65,000 | 0.01% | ||
| 726 | REEDS INCORPORATED | 16,139 | 60,000 | 0.01% | ||
| 727 | VALE S A | 10,398 | 57,000 | 0.01% | ||
| 728 | NEW GOLD INC CDA | 11,800 | 51,000 | 0.01% | ||
| 729 | GLU MOBILE INC | 21,000 | 47,000 | 0.01% | ||
| 730 | CREDIT SUISSE HIGH YIELD BD | 17,584 | 45,000 | 0.01% | ||
| 731 | TWITTER INC | 45,000 | 43,000 | 0.01% | ||
| 732 | Lloyds Banking Group Plc | 13,050 | 37,000 | 0.00% | ||
| 733 | AROTECH CORP | 10,000 | 30,000 | 0.00% | ||
| 734 | PENN WEST PETE LTD NEW | 16,038 | 29,000 | 0.00% | ||
| 735 | KOPIN CORP | 13,000 | 28,000 | 0.00% | ||
| 736 | WEB COM GROUP INC | 30,000 | 28,000 | 0.00% | ||
| 737 | MEMORIAL PRODTN PARTNERS LP | 14,417 | 26,000 | 0.00% | ||
| 738 | AURIS MED HLDG AG | 10,550 | 18,000 | 0.00% | ||
| 739 | VANGUARD NAT RES LLC COM UNIT | 17,094 | 15,000 | 0.00% | ||
| 740 | TIMMINS GOLD CORP | 33,260 | 15,000 | 0.00% | ||
| 741 | ACTINIUM PHARMACEUTICALS INC | 10,000 | 14,000 | 0.00% | ||
| 742 | BLACKROCK CAPITAL INVESTMENT | 10,000 | 10,000 | 0.00% | ||
| 743 | PEREGRINE PHARMACEUTICALS IN | 16,500 | 7,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001420506-16-001303, filed 2016.11.07).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
