| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITIGROUP INC WRNT BEXP 10/28/2018 | 20,000 | 0 | 0.00% | ||
| 2 | MCDERMOTT INTL INC | 12,600 | 0 | 0.00% | Call | |
| 3 | * SANDRIDGE ENERGY INC COM | 10,900 | 0 | 0.00% | Call | |
| 4 | MICRON TECHNOLOGY INC | 10,000 | 2,000 | 0.00% | Call | |
| 5 | * SANDRIDGE ENERGY INC COM | 19,688 | 4,000 | 0.00% | ||
| 6 | ORACLE CORP | 10,000 | 4,000 | 0.00% | Call | |
| 7 | MAJESCO ENTERTAINMENT CO COM PAR NEW | 10,000 | 12,000 | 0.00% | ||
| 8 | Bellatrix Exploration | 11,100 | 16,000 | 0.00% | ||
| 9 | MANAGED HIGH YIELD PLUS FUND INC | 13,805 | 22,000 | 0.00% | ||
| 10 | LADENBURG THALMAN FIN SVCS I | 11,609 | 24,000 | 0.00% | ||
| 11 | WI-LAN INC | 12,770 | 24,000 | 0.00% | ||
| 12 | IAMGOLD CORP | 20,000 | 33,000 | 0.00% | ||
| 13 | EXCO RESOURCES INC | 55,360 | 42,000 | 0.01% | ||
| 14 | MANNKIND CORPORATION | 12,655 | 42,000 | 0.01% | ||
| 15 | CREDIT SUISSE ASSET MGMT INC | 14,829 | 43,000 | 0.01% | ||
| 16 | CASI PHARMACEUTICALS INC COM | 41,666 | 45,000 | 0.01% | ||
| 17 | ENZON PHARMACEUTICALS INC | 45,939 | 45,000 | 0.01% | ||
| 18 | Alcatel Lucent Adr | 12,277 | 46,000 | 0.01% | ||
| 19 | G WILLI FOOD INTL LTD | 10,402 | 46,000 | 0.01% | ||
| 20 | COMPANHIA ENERGETICA DE MINA | 26,716 | 48,000 | 0.01% | ||
| 21 | ATOSSA GENETICS INC COM | 71,942 | 55,000 | 0.01% | ||
| 22 | MIND CTI LTD | 21,042 | 58,000 | 0.01% | ||
| 23 | LIBERTY ALL STAR GROWTH FD I | 12,470 | 59,000 | 0.01% | ||
| 24 | GENWORTH FINL INC | 13,369 | 60,000 | 0.01% | ||
| 25 | SPROTT PHYSICAL SILVER TR | 10,950 | 63,000 | 0.01% | ||
| 26 | VALE S A | 16,259 | 70,000 | 0.01% | ||
| 27 | BLACKROCK INCOME TR INC | 11,684 | 74,000 | 0.01% | ||
| 28 | PAN AMERN SILVER CORP | 12,030 | 77,000 | 0.01% | ||
| 29 | Blackrock Intl Growth Tr | 12,443 | 77,000 | 0.01% | ||
| 30 | LIFEVANTAGE CORPORATION | 96,949 | 78,000 | 0.01% | ||
| 31 | GLOBALSTAR INC | 50,000 | 79,000 | 0.01% | ||
| 32 | PIMCO STRATEGIC INCOME FD | 10,148 | 87,000 | 0.01% | ||
| 33 | MFS INTERMEDIATE INCOME TRUST SH BEN INT | 19,370 | 88,000 | 0.01% | ||
| 34 | RITE AID CORP | 14,858 | 89,000 | 0.01% | ||
| 35 | BANCO SANTANDER SA ADR SPONSORED | 16,995 | 89,000 | 0.01% | ||
| 36 | UNILIFE CORP | 92,435 | 91,000 | 0.01% | ||
| 37 | DREYFUS STRATEGIC MUN BD | 12,000 | 94,000 | 0.01% | ||
| 38 | NEUBERGER BERMAN RE ES SEC FD | 20,381 | 97,000 | 0.01% | ||
| 39 | VANGUARD NAT RES LLC | 12,621 | 97,000 | 0.01% | ||
| 40 | TEMPLETON GLOBAL INCOME FD COM | 16,889 | 106,000 | 0.01% | ||
| 41 | GLOBEIMMUNE INC | 10,230 | 108,000 | 0.01% | ||
| 42 | TRINA SOLAR LIMITED | 11,990 | 109,000 | 0.01% | ||
| 43 | ORASURE TECHNOLOGIES INC | 25,900 | 113,000 | 0.02% | ||
| 44 | OCWEN FINL CORP | 17,170 | 115,000 | 0.02% | ||
| 45 | DREYFUS STRATEGIC MUNS INCORPORATED | 14,427 | 119,000 | 0.02% | ||
| 46 | Allianzgi Conv & Income Fund | 20,623 | 121,000 | 0.02% | ||
| 47 | PROFIRE ENERGY INC | 135,786 | 130,000 | 0.02% | ||
| 48 | HANCOCK JOHN PREMUIM DIV FD | 10,482 | 132,000 | 0.02% | ||
| 49 | HUNTINGTON BANC | 13,042 | 138,000 | 0.02% | ||
| 50 | DNP SELECT INCOME FD INC | 15,452 | 139,000 | 0.02% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-15-002121, filed 2015.11.02).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
