Dark
Light
System
Security
HANCOCK JOHN PREMUIM DIV FD
HANCOCK JOHN PREMUIM DIV FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 65 Institutional holders with a total value of $57,108,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 835,053 10,488,000 18.37%
2 GUGGENHEIM CAPITAL LLC 696,041 8,742,000 15.31%
3 WELLS FARGO & COMPANY/MN 425,106 5,339,000 9.35%
4 Invesco Ltd. 375,635 4,718,000 8.26%
5 FRONTIER INVESTMENT MGMT CO 299,660 3,755,000 6.58%
6 MORGAN STANLEY 294,070 3,693,000 6.47%
7 ROYAL BANK OF CANADA 131,473 1,651,000 2.89%
8 LPL Financial LLC 108,536 1,411,000 2.47%
9 PARAMETRIC PORTFOLIO ASSOCIATES LLC 83,288 1,046,000 1.83%
10 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 77,506 973,000 1.70%
11 DOLIVER ADVISORS, LP 72,441 910,000 1.59%
12 AMERICAN INTERNATIONAL GROUP, INC. 67,362 846,000 1.48%
13 IFC Holdings Incorporated/FL 65,482 845,000 1.48%
14 BANK OF AMERICA CORP /DE/ 66,783 839,000 1.47%
15 Raymond James Financial Services Advisors, Inc. 62,509 785,000 1.37%
16 UNITED CAPITAL FINANCIAL ADVISORS, LLC 56,055 704,000 1.23%
17 Homrich & Berg 55,806 701,000 1.23%
18 FIRST TRUST ADVISORS LP 49,519 622,000 1.09%
19 Shaker Financial Services, LLC 45,587 573,000 1.00%
20 Commonwealth Equity Services, Inc 44,498 559,000 0.98%
21 ENVESTNET ASSET MANAGEMENT INC 43,993 553,000 0.97%
22 Chevy Chase Trust Holdings, LLC 39,744 499,000 0.87%
23 Cambridge Investment Research Advisors, Inc. 37,471 471,000 0.82%
24 HighTower Advisors, LLC 36,202 460,000 0.81%
25 Creative Planning 35,922 451,000 0.79%
26 Cetera Advisor Networks LLC 34,485 433,000 0.76%
27 PNC FINANCIAL SERVICES GROUP, INC. 33,017 415,000 0.73%
28 Sigma Planning Corp 32,638 410,000 0.72%
29 NINE MASTS CAPITAL Ltd 32,748 410,000 0.72%
30 BALDWIN WEALTH PARTNERS LLC/MA 21,455 269,000 0.47%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 20,803 262,000 0.46%
32 First Horizon Advisors, Inc. 20,000 251,000 0.44%
33 RAYMOND JAMES & ASSOCIATES 17,728 223,000 0.39%
34 WEDBUSH SECURITIES INC 17,541 220,000 0.39%
35 US BANCORP \DE\ 17,425 219,000 0.38%
36 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 16,001 201,000 0.35%
37 Curi Capital, LLC 14,728 185,000 0.32%
38 MSI Financial Services Inc 14,353 180,000 0.32%
39 Rehmann Capital Advisory Group 14,149 178,000 0.31%
40 Stratos Wealth Partners, LTD. 13,097 164,000 0.29%
41 Virtu KCG Holdings LLC 12,808 161,000 0.28%
42 ProVise Management Group, LLC 12,597 158,000 0.28%
43 GOLDMAN SACHS GROUP INC 12,483 157,000 0.27%
44 Concert Wealth Management Inc. 10,482 132,000 0.23%
45 Aldebaran Financial Inc. 10,102 127,000 0.22%
46 Edgemoor Investment Advisors, Inc. 10,000 126,000 0.22%
47 FIRST MANHATTAN CO. LLC. 5,000 62,000 0.11%
48 NEXT Financial Group, Inc 4,900 61,000 0.11%
49 Barrett Asset Management, LLC 4,500 57,000 0.10%
50 FIFTH THIRD BANCORP 4,221 53,000 0.09%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.