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PIMCO STRATEGIC INCOME FD
PIMCO STRATEGIC INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 46 Institutional holders with a total value of $22,809,136.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SIT INVESTMENT ASSOCIATES INC 948,670 8,102,000 35.52%
2 LPL Financial LLC 508,776 4,457,000 19.54%
3 Invesco Ltd. 233,217 1,991,000 8.73%
4 MORGAN STANLEY 97,390 831,000 3.64%
5 BANK OF AMERICA CORP /DE/ 88,637 757,000 3.32%
6 GUGGENHEIM CAPITAL LLC 82,437 704,000 3.09%
7 Cambridge Investment Research Advisors, Inc. 71,700 612,000 2.68%
8 ROYAL BANK OF CANADA 51,105 436,000 1.91%
9 Brick & Kyle, Associates 46,320 396,000 1.74%
10 AMERICAN INTERNATIONAL GROUP, INC. 44,463 380,000 1.67%
11 Koshinski Asset Management, Inc. 41,606 362,000 1.59%
12 Commonwealth Equity Services, Inc 41,445 354,000 1.55%
13 Stratos Wealth Partners, LTD. 40,000 342,000 1.50%
14 NATIONAL PLANNING CORP 32,540 301,000 1.32%
15 Edge Wealth Management LLC 35,210 292,000 1.28%
16 Raymond James Financial Services Advisors, Inc. 28,008 239,000 1.05%
17 UBS Group AG 25,929 222,000 0.97%
18 B. Riley Wealth Advisors, Inc. 25,683 220,000 0.96%
19 Virtu KCG Holdings LLC 21,270 182,000 0.80%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,317 157,000 0.69%
21 WELLS FARGO & COMPANY/MN 16,197 138,000 0.61%
22 STIFEL FINANCIAL CORP 15,474 132,000 0.58%
23 Creative Planning 14,057 120,000 0.53%
24 AMERIPRISE FINANCIAL INC 12,265 105,000 0.46%
25 INVESTMENT CENTERS OF AMERICA INC 11,970 104,000 0.46%
26 SII INVESTMENTS INC/WI 11,930 102,000 0.45%
27 Cetera Advisor Networks LLC 11,866 101,000 0.44%
28 Frontier Wealth Management LLC 11,750 100,000 0.44%
29 1ST SOURCE BANK 11,750 100,000 0.44%
30 Concert Wealth Management Inc. 10,148 87,000 0.38%
31 PNC FINANCIAL SERVICES GROUP, INC. 9,079 78,000 0.34%
32 EDMOND DE ROTHSCHILD HOLDING S.A. 8,100 69,000 0.30%
33 EDMOND DE ROTHSCHILD (EUROPE) 8,100 69,000 0.30%
34 Clearbridge Investments, LLC 7,394 63,000 0.28%
35 MSI Financial Services Inc 2,173 19,000 0.08%
36 Financial Management Professionals, Inc. 2,000 17,000 0.07%
37 REILLY FINANCIAL ADVISORS, LLC 1,500 13,000 0.06%
38 BENJAMIN F. EDWARDS & COMPANY, INC. 1,550 13,000 0.06%
39 FIFTH THIRD BANCORP 1,350 12,000 0.05%
40 NORTHERN TRUST CORP 123,301 11,000 0.05%
41 NEXT Financial Group, Inc 655 5,000 0.02%
42 Windsor Capital Management, LLC 500 4,000 0.02%
43 Advisory Services Network, LLC 300 3,000 0.01%
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 333 3,000 0.01%
45 Winslow, Evans & Crocker, Inc. 250 2,136 0.01%
46 Gemmer Asset Management LLC 245 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.