| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,713,690 | 7,780,000 | 64.10% | ||
| 2 | 1607 Capital Partners, LLC | 149,348 | 678,000 | 5.59% | ||
| 3 | Thomas J. Herzfeld Advisors, Inc. | 147,296 | 669,000 | 5.51% | ||
| 4 | Shaker Financial Services, LLC | 141,513 | 642,000 | 5.29% | ||
| 5 | CORNERSTONE ADVISORS INC | 95,125 | 432,000 | 3.56% | ||
| 6 | UBS Group AG | 73,007 | 332,000 | 2.74% | ||
| 7 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 57,194 | 260,000 | 2.14% | ||
| 8 | Invesco Ltd. | 45,320 | 206,000 | 1.70% | ||
| 9 | WEDBUSH SECURITIES INC | 44,801 | 203,000 | 1.67% | ||
| 10 | CSS LLC/IL | 35,113 | 159,000 | 1.31% | ||
| 11 | LPL Financial LLC | 25,427 | 119,000 | 0.98% | ||
| 12 | AQR ARBITRAGE LLC | 19,906 | 90,000 | 0.74% | ||
| 13 | RAYMOND JAMES TRUST N.A. | 19,433 | 89,000 | 0.73% | ||
| 14 | WELLS FARGO & COMPANY/MN | 17,201 | 78,000 | 0.64% | ||
| 15 | SIGNATUREFD, LLC | 14,544 | 66,000 | 0.54% | ||
| 16 | Concert Wealth Management Inc. | 12,470 | 59,000 | 0.49% | ||
| 17 | CREDIT SUISSE AG/ | 12,665 | 57,000 | 0.47% | ||
| 18 | USCA RIA LLC | 12,333 | 56,000 | 0.46% | ||
| 19 | MORGAN STANLEY | 11,104 | 50,000 | 0.41% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 8,997 | 41,000 | 0.34% | ||
| 21 | ROYAL BANK OF CANADA | 8,024 | 36,000 | 0.30% | ||
| 22 | FIFTH THIRD BANCORP | 3,191 | 14,000 | 0.12% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 2,561 | 12,000 | 0.10% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,271 | 6,000 | 0.05% | ||
| 25 | Creative Planning | 764 | 3,000 | 0.02% | ||
| 26 | Tower Research Capital LLC (TRC) | 191 | 1,000 | 0.01% | ||
| 27 | COLONY GROUP LLC | 7 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
