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Institutional Investment Manager
Concert Wealth Management Inc.
Concert Wealth Management Inc. (CIK: 0001456534) incorporated in California, located at 1900 The Alameda, San Jose, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 1,063 holdings with a total value of $822,956,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 SPDR SERIES TRUST 58,308 1,985,000 0.24%
102 US BANCORP DEL 46,110 1,973,000 0.24%
103 SCHLUMBERGER LTD 24,599 1,950,000 0.24%
104 INTUITIVE SURGICAL INC 2,670 1,935,000 0.24%
105 CONOCOPHILLIPS 44,233 1,923,000 0.23%
106 INDEXIQ ETF TR 65,468 1,922,000 0.23%
107 PROSHARES TR 22,118 1,916,000 0.23%
108 ORACLE CORP 48,275 1,904,000 0.23%
109 POWERSHARES DWA NASDAQ MOMENTUM PORTFOLIO 24,971 1,903,000 0.23%
110 ISHARES TR 47,895 1,902,000 0.23%
111 WEYERHAEUSER CO 59,165 1,893,000 0.23%
112 BECTON DICKINSON & CO 10,402 1,864,000 0.23%
113 AFLAC INC 25,342 1,826,000 0.22%
114 SELECT SECTOR SPDR TR 25,033 1,798,000 0.22%
115 POWERSHARES ETF TRUST 55,774 1,768,000 0.21%
116 LUMEN TECHNOLOGIES INC 64,446 1,766,000 0.21%
117 LOCKHEED MARTIN CORP 7,250 1,732,000 0.21%
118 LILLY ELI & CO 21,480 1,724,000 0.21%
119 WISDOMTREE TR 22,006 1,723,000 0.21%
120 SELECT SECTOR SPDR TR 21,360 1,705,000 0.21%
121 NIKE INC 31,695 1,663,000 0.20%
122 CATERPILLAR INC 18,621 1,651,000 0.20%
123 EOG RES INC 16,951 1,647,000 0.20%
124 FIRST TR EXCHANGE TRADED FD 20,123 1,640,000 0.20%
125 ISHARES TR 13,173 1,625,000 0.20%
126 NETFLIX INC 16,552 1,622,000 0.20%
127 BANK MONTREAL QUE 24,393 1,603,000 0.19%
128 VANGUARD INDEX FDS 17,078 1,598,000 0.19%
129 LIBERTY ALL STAR EQUITY FD 307,697 1,594,000 0.19%
130 SELECT SECTOR SPDR TR 29,807 1,586,000 0.19%
131 PROSHARES TR 19,158 1,584,000 0.19%
132 DU PONT E I DE NEMOURS & CO 23,577 1,573,000 0.19%
133 VANGUARD WORLD FDS 11,782 1,564,000 0.19%
134 ISHARES TR 10,027 1,554,000 0.19%
135 ISHARES TR 14,043 1,545,000 0.19%
136 AKAMAI TECH 29,010 1,538,000 0.19%
137 FIRST TR ENERGY INCOME GRO 54,463 1,477,000 0.18%
138 GLOBAL X FDS 68,943 1,472,000 0.18%
139 CELGENE CORP 14,054 1,466,000 0.18%
140 FERRELLGAS PARTNERS L.P. 125,703 1,458,000 0.18%
141 VANGUARD BD INDEX FDS 17,986 1,457,000 0.18%
142 GLAXOSMITHKLINE PLC 33,589 1,441,000 0.18%
143 VANGUARD WORLD FDS 29,126 1,440,000 0.17%
144 PROSHARES TR 15,160 1,437,000 0.17%
145 ISHARES TR 21,104 1,424,000 0.17%
146 ISHARES TR 13,418 1,418,000 0.17%
147 TARGET CORP 20,683 1,418,000 0.17%
148 AMERICAN EXPRESS CO 22,164 1,416,000 0.17%
149 DOW CHEM CO 27,264 1,410,000 0.17%
150 UNION PAC CORP 14,455 1,410,000 0.17%
Page 3 of 22

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004576, filed 2016.10.27).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.