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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 70 Institutional holders with a total value of $167,663,860.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1,368,939 29,391,000 17.53%
2 BANK OF AMERICA CORP /DE/ 1,329,556 28,545,000 17.03%
3 MORGAN STANLEY 1,208,304 25,942,000 15.47%
4 CARDAN CAPITAL PARTNERS, LLC 462,656 9,933,000 5.92%
5 UBS Group AG 447,335 9,604,000 5.73%
6 Gradient Investments LLC 369,194 7,927,000 4.73%
7 Janney Capital Management LLC 287,029 6,125,000 3.65%
8 ROYAL BANK OF CANADA 282,136 6,057,000 3.61%
9 LPL Financial LLC 287,115 6,015,000 3.59%
10 Maryland Capital Management 193,026 4,145,000 2.47%
11 RAYMOND JAMES & ASSOCIATES 139,003 2,984,000 1.78%
12 Oxbow Advisors, LLC 118,650 2,547,000 1.52%
13 Cetera Advisor Networks LLC 106,280 2,282,000 1.36%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 100,463 2,157,000 1.29%
15 Commonwealth Equity Services, Inc 93,391 2,005,000 1.20%
16 Prospera Financial Services Inc 86,700 1,861,000 1.11%
17 Concert Wealth Management Inc. 68,943 1,472,000 0.88%
18 AMERIPRISE FINANCIAL INC 66,505 1,428,000 0.85%
19 Raymond James Financial Services Advisors, Inc. 55,362 1,189,000 0.71%
20 JANE STREET GROUP, LLC 42,943 922,000 0.55%
21 Janney Montgomery Scott LLC 39,716 853,000 0.51%
22 D.A. DAVIDSON & CO. 38,461 825,000 0.49%
23 ENVESTNET ASSET MANAGEMENT INC 37,024 795,000 0.47%
24 SYNOVUS FINANCIAL CORP 36,054 776,000 0.46%
25 Hillsdale Investment Management Inc. 35,300 758,000 0.45%
26 US BANCORP \DE\ 32,500 698,000 0.42%
27 Private Advisor Group, LLC 33,009 692,000 0.41%
28 KISSINGER FINANCIAL SERVICES LLC 31,466 676,000 0.40%
29 CITIGROUP INC 28,453 611,000 0.36%
30 Koshinski Asset Management, Inc. 27,805 597,000 0.36%
31 Cambridge Investment Research Advisors, Inc. 27,601 593,000 0.35%
32 JOHNSON INVESTMENT COUNSEL INC 25,370 544,000 0.32%
33 IFP ADVISORS, INC 24,893 534,000 0.32%
34 NEXT Financial Group, Inc 24,478 526,000 0.31%
35 MSI Financial Services Inc 23,495 504,000 0.30%
36 First City Capital Management, Inc. 19,742 423,860 0.25%
37 INVESTMENT CENTERS OF AMERICA INC 18,315 398,000 0.24%
38 Stratos Wealth Partners, LTD. 18,227 391,000 0.23%
39 SCOTIA CAPITAL INC. 15,645 336,000 0.20%
40 Capital Advisors, Ltd. LLC 15,485 332,000 0.20%
41 MARIETTA INVESTMENT PARTNERS LLC 14,200 305,000 0.18%
42 ADVISOR GROUP, INC. 13,380 288,000 0.17%
43 First Allied Advisory Services, Inc. 12,564 270,000 0.16%
44 Canal Capital Management, LLC 10,032 250,000 0.15%
45 Financial Architects, Inc 11,345 244,000 0.15%
46 PRIVATE TRUST CO NA 10,250 220,000 0.13%
47 LAUREL WEALTH ADVISORS, INC. 10,200 219,000 0.13%
48 STIFEL FINANCIAL CORP 10,195 219,000 0.13%
49 AUSDAL FINANCIAL PARTNERS, INC. 9,845 211,000 0.13%
50 BALDWIN WEALTH PARTNERS LLC/MA 9,773 210,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.