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Institutional Investment Manager
HighTower Advisors, LLC
HighTower Advisors, LLC (CIK: 0001462245) incorporated in Delaware, located at 200 W. Madison St., Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 1,870 holdings with a total value of $7,554,366,000.
#
Name
Shares
Value ($)
%
Options
Notes
1751 ROYCE MICRO CAP TR INC 10,177 78,000 0.00%
1752 VIAVI SOLUTIONS INC 14,735 78,000 0.00%
1753 ION GEOPHYSICAL CORP 200,313 78,000 0.00%
1754 OCEAN RIG UDW INC 36,100 77,000 0.00%
1755 PRIMO WTR CORP COM 10,200 77,000 0.00%
1756 ONE HORIZON GROUP INC 66,400 76,000 0.00%
1757 LLOYDS BANKING GROUP PLC 16,474 75,000 0.00%
1758 MCDERMOTT INTL INC 17,180 74,000 0.00%
1759 Star Bulk Carriers Corp. 35,872 74,000 0.00%
1760 Apricus Biosciences, Inc. 48,867 72,000 0.00%
1761 FIRST CMNTY FINL PARTNERS IN 11,025 72,000 0.00%
1762 Arrowhead Pharma Inc 11,000 65,000 0.00%
1763 HARVEST NATURAL RESOURCES IN 45,000 63,000 0.00%
1764 ATHERSYS INC 53,100 59,000 0.00%
1765 CRAWFORD & CO 10,562 59,000 0.00%
1766 EMAGIN CORP COM NEW 25,000 59,000 0.00%
1767 EXTREME NETWORKS INC COM 17,200 57,000 0.00%
1768 S W SEED CO 12,000 56,000 0.00%
1769 ENDEAVOUR SILVER CORP 35,200 55,000 0.00%
1770 SEQUENOM INC 29,990 53,000 0.00%
1771 ORGANOVO HLDGS INC 19,530 52,000 0.00%
1772 CHESAPEAKE GRANITE WASH TR COM 10,875 52,000 0.00%
1773 UNITED CMNTY FINL CORP OHIO COM 10,280 51,000 0.00%
1774 COMMAND SEC CORP 27,446 51,000 0.00%
1775 RENREN INCORPORATED SPONSORED ADR 16,568 51,000 0.00%
1776 PERION NETWORK LTD 1:3 R/S 8/27/18 M78673114 24,350 50,000 0.00%
1777 MANNKIND CORPORATION 15,869 50,000 0.00%
1778 GLOBALSTAR INC 31,670 49,000 0.00%
1779 BLACKROCK DEBT STRAT FD INC 14,979 48,000 0.00%
1780 MILESTONE SCIENTIFIC INC 15,666 48,000 0.00%
1781 Biocept Inc. (BIOC) 18,900 45,000 0.00%
1782 NORTHERN OIL & GAS INC NEV 10,211 45,000 0.00%
1783 CINCINNATI BELL INC 15,101 45,000 0.00%
1784 VERICEL CORP 16,389 44,000 0.00%
1785 ELDORADO GOLD CORP NEW 13,123 44,000 0.00%
1786 AVON PRODS INC 13,096 42,000 0.00%
1787 VITAL THERAPIES INC 10,000 40,000 0.00%
1788 HARRIS & HARRIS GROUP INC 17,859 38,000 0.00%
1789 BELLATRIX EXPLORATION LTD 23,985 36,000 0.00%
1790 DRAGONWAVE INC 169,200 35,000 0.00%
1791 Capstone Turbine 96,500 33,000 0.00%
1792 MCCLATCHY CO 34,200 33,000 0.00%
1793 PROVECTUS BIOPHARMACEUTICALS I 55,450 32,000 0.00%
1794 WESTERN COPPER & GOLD CORP COM 100,000 31,000 0.00%
1795 KINROSS GOLD CORP 18,303 31,000 0.00%
1796 PARKER DRILLING CO 11,600 30,000 0.00%
1797 Jefferies Group LLC 29,000 29,000 0.00% PRN
1798 CALIFORNIA RES CORP 13,328 29,000 0.00%
1799 BREITBURN ENERGY PARTNERS LP COM 14,224 29,000 0.00%
1800 MAST THERAPEUTICS 48,500 28,000 0.00%
Page 36 of 38

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-15-002363, filed 2015.11.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.