| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | PETROLEO BRASILEIRO SA PETRO | 10,500 | 0 | 0.00% | Put | |
| 2 | DRYSHIPS INC | 25,000 | 0 | 0.00% | Call | |
| 3 | HOME DEPOT INC | 10,000 | 1,000 | 0.00% | Put | |
| 4 | NIKE INC | 12,000 | 1,000 | 0.00% | Put | |
| 5 | STARBUCKS CORP | 10,000 | 1,000 | 0.00% | Put | |
| 6 | TETRALOGIC PHARMA CO | 27,870 | 5,000 | 0.00% | ||
| 7 | PROVECTUS | 57,900 | 6,000 | 0.00% | ||
| 8 | PALATIN TECHNOLOGIES INC COM | 10,000 | 6,000 | 0.00% | ||
| 9 | DEUTSCHE BANK AG | 10,000 | 8,000 | 0.00% | Put | |
| 10 | GOLDMAN SACHS GROUP INC | 10,000 | 9,000 | 0.00% | PRN | |
| 11 | BELLATRIX EXPLORATION LTD | 10,000 | 9,000 | 0.00% | ||
| 12 | SANDISK CORP | 10,000 | 9,000 | 0.00% | PRN | |
| 13 | Ares Capital Corp | 10,000 | 10,000 | 0.00% | PRN | |
| 14 | NEW MTN FIN CORP | 10,000 | 10,000 | 0.00% | PRN | |
| 15 | RENEWABLE ENERGY GROUP INC | 12,000 | 11,000 | 0.00% | PRN | |
| 16 | WELLS FARGO & CO | 11,000 | 11,000 | 0.00% | PRN | |
| 17 | TORCHLIGHT ENERGY RES INC | 10,000 | 11,000 | 0.00% | ||
| 18 | ENPHASE ENERGY INC | 10,000 | 12,000 | 0.00% | ||
| 19 | ATLAS AIR WORLDWIDE HLDGS INC 2.25 06/01/2022 | 12,000 | 12,000 | 0.00% | PRN | |
| 20 | BANRO CORP | 37,000 | 12,000 | 0.00% | ||
| 21 | FORESTAR GROUP INC | 13,000 | 12,000 | 0.00% | PRN | |
| 22 | BLACKSTONE MTG TR INC | 12,000 | 13,000 | 0.00% | PRN | |
| 23 | ECHO GLOBAL LOGISTICS INC SR CONV NT2.5 20 | 14,000 | 13,000 | 0.00% | PRN | |
| 24 | BLACKROCK CAPITAL INVESTMENT | 13,000 | 13,000 | 0.00% | PRN | |
| 25 | RESOURCE CAP CORP | 13,000 | 13,000 | 0.00% | PRN | |
| 26 | J2 GLOBAL INC SR CV NT 3.25 29 | 11,000 | 13,000 | 0.00% | PRN | |
| 27 | REDWOOD TR INC | 13,000 | 13,000 | 0.00% | PRN | |
| 28 | PENNYMAC CORP | 15,000 | 14,000 | 0.00% | PRN | |
| 29 | MERITAGE HOMES CORP | 14,000 | 14,000 | 0.00% | PRN | |
| 30 | APOLLO COML REAL EST FIN INC | 14,000 | 14,000 | 0.00% | PRN | |
| 31 | APPLE INC | 39,200 | 14,000 | 0.00% | Put | |
| 32 | COLONY CAP INC | 14,000 | 14,000 | 0.00% | PRN | |
| 33 | INTEL CORP JR SB CONV DB 35 | 11,000 | 15,000 | 0.00% | PRN | |
| 34 | GOLDMAN SACHS GROUP INC | 12,000 | 15,000 | 0.00% | PRN | |
| 35 | CHINA GREEN AGRICULTURE INC | 10,000 | 15,000 | 0.00% | ||
| 36 | TASEKO MINES LTD | 33,275 | 16,000 | 0.00% | ||
| 37 | NATIONAL HEALTH INVS INC | 14,000 | 16,000 | 0.00% | PRN | |
| 38 | ANI PHARMACEUTICALS INC | 13,000 | 16,000 | 0.00% | PRN | |
| 39 | WELLS FARGO & CO | 12,000 | 16,000 | 0.00% | PRN | |
| 40 | URANIUM ENERGY CORP | 16,568 | 16,000 | 0.00% | ||
| 41 | GREAT PANTHER SILVER LTD | 11,500 | 16,000 | 0.00% | ||
| 42 | CAPSTONE TURBINE CORP | 11,300 | 16,000 | 0.00% | ||
| 43 | PEPSICO INC | 15,500 | 17,000 | 0.00% | Put | |
| 44 | AMERICAN LORAIN CORP | 27,540 | 17,000 | 0.00% | ||
| 45 | WAFERGEN BIO-SYSTEMS INC | 22,040 | 18,000 | 0.00% | ||
| 46 | ANTARES PHARMA INC | 11,100 | 18,000 | 0.00% | ||
| 47 | PENN WEST PETE LTD NEW | 10,000 | 18,000 | 0.00% | ||
| 48 | TTM TECHNOLOGIES INC | 14,000 | 19,000 | 0.00% | PRN | |
| 49 | LIMELIGHT NETWORKS INC COM | 11,350 | 21,000 | 0.00% | ||
| 50 | NANOVIRICIDES INC | 13,429 | 23,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004804, filed 2016.11.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
