| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 44,734,000 | 45,975,000 | 32.00% | PRN | |
| 2 | CITADEL ADVISORS LLC | 32,165,000 | 33,069,000 | 23.02% | PRN | |
| 3 | STEELHEAD PARTNERS LLC | 21,724,000 | 22,294,000 | 15.52% | PRN | |
| 4 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 14,700,000 | 14,994,000 | 10.44% | ||
| 5 | OAKTREE CAPITAL MANAGEMENT LP | 12,129,000 | 12,437,000 | 8.66% | PRN | |
| 6 | TD ASSET MANAGEMENT INC | 8,481,000 | 8,693,000 | 6.05% | ||
| 7 | LINDEN ADVISORS LP | 2,250,000 | 2,311,000 | 1.61% | PRN | |
| 8 | Bank of New York Mellon Corp | 2,000,000 | 2,055,000 | 1.43% | ||
| 9 | Context Capital Management, LLC | 768,000 | 787,000 | 0.55% | PRN | |
| 10 | CREDIT SUISSE AG/ | 645,000 | 658,000 | 0.46% | PRN | |
| 11 | D.A. DAVIDSON & CO. | 120,000 | 122,000 | 0.08% | ||
| 12 | CREDIT AGRICOLE S A | 101,000 | 103,000 | 0.07% | PRN | |
| 13 | SEI INVESTMENTS CO | 44,000 | 45,000 | 0.03% | ||
| 14 | Wellesley Asset Management | 23,838 | 24,434 | 0.02% | PRN | |
| 15 | Commonwealth Equity Services, Inc | 23,000 | 23,000 | 0.02% | ||
| 16 | TDAM USA INC. | 19,000 | 19,000 | 0.01% | ||
| 17 | WELLS FARGO & COMPANY/MN | 18,000 | 18,000 | 0.01% | PRN | |
| 18 | HighTower Advisors, LLC | 10,000 | 10,000 | 0.01% | PRN | |
| 19 | CITIGROUP INC | 10,000 | 10,000 | 0.01% | PRN | |
| 20 | ACG Wealth | 10,000 | 10,000 | 0.01% | ||
| 21 | Creative Planning | 5,000 | 5,000 | 0.00% | PRN | |
| 22 | ADVISOR GROUP, INC. | 3 | 3,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
