| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 363,000 | 356,000 | 58.15% | PRN | |
| 2 | D.A. DAVIDSON & CO. | 150,000 | 144,000 | 23.52% | ||
| 3 | ADVISOR GROUP, INC. | 43 | 41,000 | 6.70% | PRN | |
| 4 | Wellesley Asset Management | 39,456 | 38,229 | 6.24% | PRN | |
| 5 | BANK OF AMERICA CORP /DE/ | 23,000 | 22,000 | 3.59% | PRN | |
| 6 | HighTower Advisors, LLC | 11,000 | 11,000 | 1.80% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
