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Institutional Investment Manager
HighTower Advisors, LLC
HighTower Advisors, LLC (CIK: 0001462245) incorporated in Delaware, located at 200 W. Madison St., Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 1,869 holdings with a total value of $8,631,291,000.
#
Name
Shares
Value ($)
%
Options
Notes
1751 OHR PHARMACEUTICAL INC 30,000 86,000 0.00%
1752 ARCELORMITTAL SA LUXEMBOURG 14,077 84,000 0.00%
1753 ATHERSYS INC NEW 39,100 82,000 0.00%
1754 UNITED CMNTY FINL CORP OHIO 11,480 82,000 0.00%
1755 CORMEDIX INCORPORATED 32,188 81,000 0.00%
1756 SLM CORP 10,993 81,000 0.00%
1757 Lloyds Banking Group Plc 28,030 81,000 0.00%
1758 HALLADOR ENERGY COMPANY 10,094 80,000 0.00%
1759 MCDERMOTT INTL INC 15,396 78,000 0.00%
1760 TRUSTCO BANK CM 11,000 78,000 0.00%
1761 ICICI BANK LIMITED 10,238 77,000 0.00%
1762 Teekay Offshore Partners LP 11,750 76,000 0.00%
1763 ADVANCED EMISSIONS SOLUTS IN 10,000 75,000 0.00%
1764 NOODLES AND CO CL A 15,890 75,000 0.00%
1765 ROYAL BK SCOTLAND GROUP PLC 15,921 74,000 0.00%
1766 SYNTHETIC BIOLOGICS INCORPORATED 42,034 72,000 0.00%
1767 EXTREME NETWORKS INC 15,810 70,000 0.00%
1768 VIRNETX HLDG CORP 22,300 68,000 0.00%
1769 NAVIOS MARITIME HOLDINGS INC 56,139 68,000 0.00%
1770 IBIO INC COM 113,020 62,000 0.00%
1771 KCAP FINL INC 13,380 62,000 0.00%
1772 KINROSS GOLD CORP 14,654 61,000 0.00%
1773 VITAL THERAPIES INC 10,000 61,000 0.00%
1774 JOINT CORP COM 25,000 60,000 0.00%
1775 BIOBLAST PHARMA LTD 33,500 59,000 0.00%
1776 AVON PRODS INC 10,270 58,000 0.00%
1777 EKSO BIONICS HLDGS INC 12,393 58,000 0.00%
1778 CYANOTECH CORP 14,765 55,000 0.00%
1779 EVERI HLDGS INC 22,500 55,000 0.00%
1780 LADENBURG THALMAN FIN SVCS I 23,738 55,000 0.00%
1781 LIQTECH INTL INC 64,700 54,000 0.00%
1782 S&W SEED CO 10,400 53,000 0.00%
1783 THRESHOLD PHARMACEUTICAL INC 79,190 53,000 0.00%
1784 VIMPELCOM LTD 15,000 52,000 0.00%
1785 PUTNAM PREMIER INCOME TR 10,425 51,000 0.00%
1786 DRDGOLD LIMITED 10,318 50,000 0.00%
1787 SANDRIDGE MISSISSIPPIAN TR I 33,940 48,000 0.00%
1788 TURQUOISE HILL RES LTD 16,246 48,000 0.00%
1789 WIDEPOINT CORP 109,800 47,000 0.00%
1790 VERICEL CORP 16,389 46,000 0.00%
1791 ELDORADO GOLD CORP NEW 11,780 46,000 0.00%
1792 IMMUNOGEN INC 19,461 45,000 0.00%
1793 SHARPS COMPLIANCE CORP 10,000 44,000 0.00%
1794 RIGEL PHARMACEUTICAL INC 10,000 37,000 0.00%
1795 MAST THERAPEUTICS INC COM 336,098 37,000 0.00%
1796 ONE HORIZON GROUP INC 66,400 36,000 0.00%
1797 Arena Pharmaceuticals, Inc 19,728 35,000 0.00%
1798 GLOBALSTAR INC 28,970 35,000 0.00%
1799 LINCOLN EDL SVCS CORP 15,500 34,000 0.00%
1800 APPROACH RESOURCES INC 10,000 34,000 0.00%
Page 36 of 38

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004804, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.