| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SABBY MANAGEMENT, LLC | 784,057 | 1,356,000 | 62.78% | ||
| 2 | Knoll Capital Management, LLC | 250,970 | 424,000 | 19.63% | ||
| 3 | RENAISSANCE TECHNOLOGIES LLC | 84,300 | 146,000 | 6.76% | ||
| 4 | OPPENHEIMER & CO INC | 42,700 | 73,000 | 3.38% | ||
| 5 | HighTower Advisors, LLC | 33,500 | 59,000 | 2.73% | ||
| 6 | WEDBUSH SECURITIES INC | 21,000 | 36,000 | 1.67% | ||
| 7 | BlackRock Fund Advisors | 16,618 | 29,000 | 1.34% | ||
| 8 | CITADEL ADVISORS LLC | 11,167 | 19,000 | 0.88% | ||
| 9 | UBS Group AG | 5,531 | 10,000 | 0.46% | ||
| 10 | ACROSPIRE INVESTMENT MANAGEMENT LLC | 1,600 | 3,000 | 0.14% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 2,000 | 0.09% | ||
| 12 | BlackRock Investment Management, LLC | 1,255 | 2,000 | 0.09% | ||
| 13 | MORGAN STANLEY | 500 | 1,000 | 0.05% | ||
| 14 | Tower Research Capital LLC (TRC) | 42 | 0 | 0.00% | ||
| 15 | HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. | 300 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.