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Institutional Investment Manager
HighTower Advisors, LLC
HighTower Advisors, LLC (CIK: 0001462245) incorporated in Delaware, located at 200 W. Madison St., Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 1,951 holdings with a total value of $9,204,583,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 VISA INC 237,696 18,558,000 0.20%
102 POWERSHARES QQQ TRUST 156,601 18,549,000 0.20%
103 SPDR GOLD TR 168,292 18,430,000 0.20%
104 DYCOM INDS INC 227,850 18,287,000 0.20%
105 NOVARTIS A G 246,379 17,928,000 0.19%
106 GLAXOSMITHKLINE PLC 455,678 17,571,000 0.19%
107 FORD MTR CO DEL 1,443,037 17,495,000 0.19%
108 CVS HEALTH CORP 219,311 17,314,000 0.19%
109 NIKE INC 336,900 17,131,000 0.19%
110 SPDR PORTFOLIO AGGREGATE BOND ETF 297,237 16,917,000 0.18%
111 MAXLINEAR INC COM 775,382 16,903,000 0.18%
112 PEOPLES UTAH BANCORP COM 626,760 16,829,000 0.18%
113 POWERSHARES ETF TR II 389,056 16,181,000 0.18%
114 SPDR S&P 600 SMALL CAP VALUE ETF 135,785 16,154,000 0.18%
115 VANGUARD WHITEHALL FDS 210,349 15,925,000 0.17%
116 ISHARES RUSSELL TOP 200 ETF 312,015 15,890,000 0.17%
117 RYDEX ETF TRUST 273,825 15,767,000 0.17%
118 SEMPRA ENERGY 156,422 15,745,000 0.17%
119 ISHARES TR 127,482 15,527,000 0.17%
120 MEDTRONIC PLC 217,843 15,509,000 0.17%
121 CUMMINS INC 113,079 15,466,000 0.17%
122 ISHARES TR 298,257 15,293,000 0.17%
123 PROSHARES TR 283,697 15,290,000 0.17%
124 DUKE ENERGY CORP NEW 196,685 15,272,000 0.17%
125 PACIFIC ETHANOL INC 1,595,137 15,162,000 0.16%
126 FIRST TR EXCHANGE-TRADED FD 791,490 15,024,000 0.16%
127 EOG RES INC 146,957 14,849,000 0.16%
128 NEXTERA ENERGY INC 123,957 14,834,000 0.16%
129 VODAFONE GROUP PLC NEW 603,619 14,738,000 0.16%
130 GENUINE PARTS CO 152,977 14,661,000 0.16%
131 VANGUARD INTL EQUITY INDEX F 407,292 14,600,000 0.16%
132 DEPOMED INC 807,213 14,538,000 0.16%
133 ALIBABA GROUP HLDG LTD 165,327 14,522,000 0.16%
134 US BANCORP DEL 280,583 14,412,000 0.16%
135 CLAYMORE EXCHANGE TRD FD TR 678,013 14,351,000 0.16%
136 PLAINS ALL AMERN PIPELINE L 441,661 14,265,000 0.15%
137 ISHARES TR 105,499 14,215,000 0.15%
138 MARSH & MCLENNAN COS INC 209,481 14,186,000 0.15%
139 CME GROUP INC 122,818 14,166,000 0.15%
140 ISHARES TR 159,749 14,146,000 0.15%
141 VANGUARD INDEX FDS 68,932 14,142,000 0.15%
142 ROYAL DUTCH SHELL PLC 257,700 13,996,000 0.15%
143 GENESIS HEALTHCARE INC 3,289,421 13,980,000 0.15%
144 COLUMBIA ETF TR II 620,431 13,734,000 0.15%
145 ISHARES TR 76,655 13,706,000 0.15%
146 FIRST TR EXCHANGE TRADED FD 538,087 13,577,000 0.15%
147 ISHARES RUSSELL 1000 ETF 109,034 13,560,000 0.15%
148 Spectra Energy Corp Com 329,297 13,541,000 0.15%
149 HALLIBURTON CO 248,942 13,461,000 0.15%
150 GENERAL MTRS CO 383,992 13,375,000 0.15%
Page 3 of 40

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-17-000421, filed 2017.02.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.