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SPDR S&P 600 SMALL CAP VALUE ETF
SPDR S&P 600 SMALL CAP VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 100 Institutional holders with a total value of $257,862,103.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 399,660 47,564,000 18.45%
2 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 279,407 33,255,000 12.90%
3 HighTower Advisors, LLC 135,785 16,154,000 6.26%
4 HENGEHOLD CAPITAL MANAGEMENT LLC 115,651 13,764,000 5.34%
5 STRID GROUP, LLC 109,091 12,983,000 5.03%
6 LPL Financial LLC 107,076 12,857,000 4.99%
7 KRILOGY FINANCIAL LLC 89,770 10,684,000 4.14%
8 ADVISOR GROUP, INC. 65,923 7,845,000 3.04%
9 WELLS FARGO & COMPANY/MN 65,924 7,845,000 3.04%
10 ADVANTAGE INVESTMENT MANAGEMENT, LLC 56,051 6,671,000 2.59%
11 MORGAN STANLEY 32,820 3,906,000 1.51%
12 Raymond James Financial Services Advisors, Inc. 31,837 3,789,000 1.47%
13 AMERIPRISE FINANCIAL INC 31,038 3,694,000 1.43%
14 Tradewinds Capital Management, LLC 29,152 3,469,000 1.35%
15 DENVER INVESTMENT ADVISORS LLC 28,461 3,387,000 1.31%
16 MOISAND FITZGERALD TAMAYO, LLC 28,109 3,345,000 1.30%
17 PRING TURNER CAPITAL GROUP INC 27,715 3,298,000 1.28%
18 FAS Wealth Partners, Inc. 27,284 3,247,000 1.26%
19 CARNICK & KUBIK GROUP, LLC 25,688 3,057,000 1.19%
20 PINNACLE FINANCIAL PARTNERS INC 24,669 2,935,000 1.14%
21 Commonwealth Equity Services, Inc 22,532 2,682,000 1.04%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 20,838 2,480,000 0.96%
23 MARIETTA WEALTH MANAGEMENT, LLC 20,464 2,435,000 0.94%
24 FIRST AMERICAN TRUST, FSB 20,304 2,417,000 0.94%
25 Traynor Capital Management, Inc. 20,023 2,340,000 0.91%
26 FINANCIAL COUNSELORS INC 17,704 2,107,000 0.82%
27 GHP Investment Advisors, Inc. 16,058 1,911,000 0.74%
28 ENVESTNET ASSET MANAGEMENT INC 15,926 1,895,000 0.73%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,017 1,787,000 0.69%
30 UBS Group AG 14,188 1,689,000 0.66%
31 ASSET DEDICATION, LLC 13,056 1,558,000 0.60%
32 Atria Investments, Inc 12,460 1,483,000 0.58%
33 Cambridge Investment Research Advisors, Inc. 12,346 1,469,000 0.57%
34 JANE STREET GROUP, LLC 11,950 1,422,000 0.55%
35 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 11,159 1,328,000 0.52%
36 Bernicke Wealth Management, Ltd. 11,000 1,309,000 0.51%
37 MCADAM, LLC 10,880 1,295,000 0.50%
38 PINNACLE FAMILY ADVISORS, LLC 10,367 1,233,000 0.48%
39 VOYA FINANCIAL ADVISORS, INC. 9,412 1,126,000 0.44%
40 KALOS MANAGEMENT, INC. 8,980 1,069,000 0.41%
41 Atlas Brown,Inc. 9,720 1,042,000 0.40%
42 MANAGED ACCOUNT SERVICES INC 8,606 1,024,000 0.40%
43 BLUESKY WEALTH ADVISORS, LLC 8,506 1,012,000 0.39%
44 HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 8,242 981,000 0.38%
45 RAYMOND JAMES & ASSOCIATES 8,232 980,000 0.38%
46 One Capital Management, LLC 7,720 919,000 0.36%
47 Bank of New York Mellon Corp 7,545 898,000 0.35%
48 MSI Financial Services Inc 7,226 860,000 0.33%
49 Freedom Investment Management, Inc. 6,906 822,000 0.32%
50 IFP ADVISORS, INC 6,549 779,000 0.30%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.