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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 97 Institutional holders with a total value of $756,179,855.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 14,003,027 265,917,000 35.17%
2 ROYAL BANK OF CANADA 4,440,409 84,323,000 11.15%
3 UBS Group AG 4,318,602 82,010,000 10.85%
4 BANK OF AMERICA CORP /DE/ 2,415,270 45,866,000 6.07%
5 LPL Financial LLC 1,987,212 37,817,000 5.00%
6 Composition Wealth, LLC 1,788,697 33,967,000 4.49%
7 HCR WEALTH ADVISORS 1,091,680 20,731,000 2.74%
8 BEACON FINANCIAL GROUP 800,269 15,197,000 2.01%
9 HighTower Advisors, LLC 791,490 15,024,000 1.99%
10 RAYMOND JAMES & ASSOCIATES 723,891 13,747,000 1.82%
11 Jaffetilchin Investment Partners, LLC 702,151 13,334,000 1.76%
12 AVIANCE CAPITAL MANAGEMENT, LLC 509,902 9,683,000 1.28%
13 FIRST TRUST ADVISORS LP 459,126 8,719,000 1.15%
14 Raymond James Financial Services Advisors, Inc. 417,108 7,921,000 1.05%
15 STIFEL FINANCIAL CORP 382,286 7,250,000 0.96%
16 MSI Financial Services Inc 338,505 6,428,000 0.85%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 273,711 5,198,000 0.69%
18 ADVISOR GROUP, INC. 221,719 4,211,000 0.56%
19 Janney Montgomery Scott LLC 204,558 3,885,000 0.51%
20 PARK NATIONAL CORP /OH/ 193,771 3,680,000 0.49%
21 BAIRD FINANCIAL GROUP, INC. 193,674 3,678,000 0.49%
22 Wills Financial Group, Inc. 191,450 3,636,000 0.48%
23 First Allied Advisory Services, Inc. 182,253 3,461,000 0.46%
24 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 172,821 3,282,000 0.43%
25 Cetera Advisor Networks LLC 156,024 2,966,000 0.39%
26 COMERICA BANK 140,924 2,704,000 0.36%
27 Aspen Investment Management Inc 141,993 2,696,000 0.36%
28 Commonwealth Equity Services, Inc 136,302 2,588,000 0.34%
29 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 118,585 2,252,000 0.30%
30 Bank of New York Mellon Corp 117,528 2,231,000 0.30%
31 JANE STREET GROUP, LLC 115,059 2,185,000 0.29%
32 JPMORGAN CHASE & CO 105,984 2,013,000 0.27%
33 SII INVESTMENTS INC/WI 92,067 1,748,000 0.23%
34 HL FINANCIAL SERVICES LLC 80,311 1,525,000 0.20%
35 FLOW TRADERS U.S. LLC 79,719 1,514,000 0.20%
36 SPINNAKER TRUST 79,480 1,509,000 0.20%
37 FDx Advisors, Inc. 79,378 1,507,000 0.20%
38 BENJAMIN F. EDWARDS & COMPANY, INC. 78,942 1,499,000 0.20%
39 INVESTMENT CENTERS OF AMERICA INC 78,179 1,484,000 0.20%
40 FINANCIAL ENHANCEMENT GROUP LLC 75,364 1,431,000 0.19%
41 CITADEL ADVISORS LLC 74,401 1,413,000 0.19%
42 ENVESTNET ASSET MANAGEMENT INC 73,341 1,395,000 0.18%
43 Frontier Wealth Management LLC 70,744 1,343,000 0.18%
44 PNC FINANCIAL SERVICES GROUP, INC. 69,924 1,328,000 0.18%
45 LVW Advisors, LLC 68,343 1,298,000 0.17%
46 WELLS FARGO & COMPANY/MN 67,584 1,283,000 0.17%
47 HOCHMAN COLE INVESTMENT ADVISORS, INC. 64,647 1,228,000 0.16%
48 IFP ADVISORS, INC 59,253 1,125,000 0.15%
49 Cetera Advisors LLC 56,912 1,083,000 0.14%
50 NATIONAL PLANNING CORP 51,301 990,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.