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ISHARES RUSSELL TOP 200 ETF
ISHARES RUSSELL TOP 200 ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 31 Institutional holders with a total value of $55,019,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HighTower Advisors, LLC 312,015 15,890,000 28.88%
2 Efficient Advisors, LLC 167,419 8,527,000 15.50%
3 C-J ADVISORY, INC. 153,581 7,823,000 14.22%
4 BANK OF AMERICA CORP /DE/ 94,566 4,817,000 8.76%
5 MORGAN STANLEY 83,626 4,259,000 7.74%
6 Greenwich Wealth Management LLC 25,546 3,445,000 6.26%
7 AMERIPRISE FINANCIAL INC 33,702 1,717,000 3.12%
8 SG Americas Securities, LLC 30,745 1,566,000 2.85%
9 LPL Financial LLC 29,263 1,500,000 2.73%
10 PARSONS CAPITAL MANAGEMENT INC/RI 27,831 1,418,000 2.58%
11 Commonwealth Equity Services, Inc 16,384 835,000 1.52%
12 GOLDMAN SACHS GROUP INC 10,294 524,000 0.95%
13 HUNTINGTON NATIONAL BANK 9,401 479,000 0.87%
14 J.P. Morgan Private Wealth Advisors LLC 7,905 403,000 0.73%
15 Cambridge Investment Research Advisors, Inc. 7,418 378,000 0.69%
16 NEXT Financial Group, Inc 5,347 272,000 0.49%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,759 242,000 0.44%
18 UBS Group AG 4,582 233,000 0.42%
19 WELLS FARGO & COMPANY/MN 3,225 164,000 0.30%
20 ROYAL BANK OF CANADA 2,200 112,000 0.20%
21 JPMORGAN CHASE & CO 1,900 97,000 0.18%
22 ADVISOR GROUP, INC. 1,880 96,000 0.17%
23 BlackRock Investment Management, LLC 1,500 76,000 0.14%
24 CITIGROUP INC 1,052 54,000 0.10%
25 MSI Financial Services Inc 622 32,000 0.06%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 500 25,000 0.05%
27 FLOW TRADERS U.S. LLC 373 19,000 0.03%
28 BlackRock Finance, Inc. 140 7,000 0.01%
29 IFP ADVISORS, INC 126 6,000 0.01%
30 CWM, LLC 62 3,000 0.01%
31 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.