| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 29,416 | 1,000 | 0.00% | ||
| 2 | PEDEVCO CORP | 14,500 | 3,000 | 0.00% | ||
| 3 | GOODRICH PETE CORP | 32,718 | 3,000 | 0.00% | ||
| 4 | CALIFORNIA RES CORP | 10,585 | 11,000 | 0.00% | ||
| 5 | ALPHATEC HOLDINGS INC | 49,949 | 12,000 | 0.00% | ||
| 6 | GENERAL MOLY | 39,900 | 14,000 | 0.00% | ||
| 7 | PLURISTEM THERAPEUTICS INC | 10,000 | 16,000 | 0.00% | ||
| 8 | B2GOLD CORP | 10,000 | 17,000 | 0.00% | ||
| 9 | ZYNGA INC | 10,000 | 23,000 | 0.00% | ||
| 10 | SUNEDISON INC | 46,301 | 25,000 | 0.00% | ||
| 11 | PSIVIDA CORP | 10,000 | 27,000 | 0.00% | ||
| 12 | MANNKIND CORPORATION | 16,864 | 27,000 | 0.00% | ||
| 13 | SEQUENOM INC | 22,750 | 32,000 | 0.00% | ||
| 14 | Bank Of America 18 WTS | 196,680 | 39,000 | 0.00% | ||
| 15 | IMMUNOMEDICS INC | 15,539 | 39,000 | 0.00% | ||
| 16 | LIMELIGHT NETWORKS INC COM | 27,993 | 51,000 | 0.00% | ||
| 17 | MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR | 11,826 | 54,000 | 0.00% | ||
| 18 | AGENUS INC | 14,211 | 59,000 | 0.00% | ||
| 19 | YAMANA GOLD INC | 19,872 | 60,000 | 0.00% | ||
| 20 | ALCATEL SA ADR | 17,828 | 62,000 | 0.00% | ||
| 21 | BANCO SANTANDER SA ADR SPONSORED | 15,581 | 68,000 | 0.00% | ||
| 22 | UNITED DEV FDG IV COM | 22,450 | 72,000 | 0.00% | ||
| 23 | CLEARBRIDGE AMERN ENERG MLP FD | 10,250 | 72,000 | 0.00% | ||
| 24 | AU Optronics Corp | 24,967 | 74,000 | 0.00% | ||
| 25 | INVESTORS REAL ESTATE TR | 10,340 | 75,000 | 0.00% | ||
| 26 | SPROTT FOCUS TR INC COM | 12,392 | 75,000 | 0.00% | ||
| 27 | CADIZ INC COM NEW | 15,235 | 80,000 | 0.00% | ||
| 28 | RING ENERGY INC COM | 16,378 | 83,000 | 0.00% | ||
| 29 | SUMITOMO MITSUI FINL GROUP INCORPORATED SPONSORED ADR | 14,123 | 85,000 | 0.00% | ||
| 30 | NOKIA CORP | 14,514 | 86,000 | 0.00% | ||
| 31 | MFS INTERMEDIATE INCOME TRUST SH BEN INT | 20,052 | 92,000 | 0.00% | ||
| 32 | ALLIANCE BERNSTEIN INCOME FUND ADVISOR | 11,850 | 93,000 | 0.00% | ||
| 33 | AMBEV SA | 19,100 | 99,000 | 0.00% | ||
| 34 | SOUTHWESTERN ENERGY CO | 12,342 | 100,000 | 0.00% | ||
| 35 | WINDSTREAM HLDGS INC | 13,329 | 102,000 | 0.00% | ||
| 36 | DREYFUS STRATEGIC MUNS INCORPORATED | 11,893 | 107,000 | 0.00% | ||
| 37 | CALAMOS CONV & HIGH INCOME F | 10,372 | 108,000 | 0.00% | ||
| 38 | WEATHERFORD INTL PLC | 14,890 | 116,000 | 0.00% | ||
| 39 | WMIH CORP | 50,000 | 117,000 | 0.00% | ||
| 40 | AMKOR TECHNOLOGY INC | 20,000 | 118,000 | 0.00% | ||
| 41 | CONFORMIS INC | 11,056 | 119,000 | 0.00% | ||
| 42 | TEMPLETON GLOBAL INCOME FD COM | 18,564 | 121,000 | 0.00% | ||
| 43 | CALAMOS STRATEGIC TOTL RETN | 12,695 | 121,000 | 0.00% | ||
| 44 | CHANNELADVISOR CORP COM | 10,809 | 122,000 | 0.00% | ||
| 45 | HALOZYME THERAPEUTICS INC | 12,843 | 122,000 | 0.00% | ||
| 46 | AEGEAN MARINE PETROLEUM NETW SHS | 16,267 | 123,000 | 0.00% | ||
| 47 | ENTRAVISION COMMUNICATIONS C | 16,799 | 125,000 | 0.00% | ||
| 48 | AEGON N V | 23,144 | 127,000 | 0.00% | ||
| 49 | UNITED STATES | 13,115 | 127,000 | 0.00% | ||
| 50 | SAN JUAN BASIN RTY TR | 25,302 | 130,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001463217-16-000012, filed 2016.05.11).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
