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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
101 PHILLIPS 66 9,709 789 0.29%
102 CLAYMORE ETF GUGGENHEIM MID-CAP 16,000 773 0.28%
103 VANGUARD INDEX FDS 6,966 771 0.28%
104 SELECT SECTOR SPDR TR 11,915 762 0.28%
105 NQ MOBILE INC 106,170 740 0.27%
106 Kinder Morgan Inc. 7,547 732 0.27%
107 MAGELLAN MIDSTREAM PRTNRS LP 8,552 720 0.26%
108 MEDICAL PPTYS TRUST INC 58,191 713 0.26%
109 CBRE CLARION GLOBAL REAL EST 84,450 708 0.26%
110 ISHARES TR 2,559 701 0.26%
111 JNL/GS CORE PLUS BOND 27,566 696 0.26%
112 JNL/PPM AMERICA FL RATE INCOME 63,642 690 0.25%
113 ABBVIE INC 11,868 685 0.25%
114 POWERSHARES ETF TRUST 27,560 681 0.25%
115 ISHARES TR 6,780 664 0.24%
116 MONSANTO CO NEW 5,890 663 0.24%
117 JNL/S&P Intrinsic Value 31,351 656 0.24%
118 PEPSICO INC 7,045 656 0.24%
119 KRAFT HEINZ CO COM 11,580 653 0.24%
120 MCDONALDS CORP 6,701 635 0.23%
121 ISHARES TR 6,069 611 0.22%
122 COMCAST CORP NEW 11,280 607 0.22%
123 AMERICAN EXPRESS CO 6,883 603 0.22%
124 REVOLUTION LIGHTING TECHNOLO COM 356,190 598 0.22%
125 Ivy Fds Asset Strategy Fd Cl A 19,538 596 0.22%
126 CME GROUP INC 7,423 594 0.22%
127 ALLIANCEBERNSTEIN INCOME FUN 78,213 587 0.22%
128 AMERICAN RLTY CAP PPTYS INC 48,689 587 0.22%
129 PROSHARES TR 7,503 568 0.21%
130 Astrazeneca Plc ADR F 7,892 563 0.21%
131 ISHARES TR 5,534 560 0.21%
132 VENTAS INC 9,023 559 0.20%
133 Bank of New York Mellon Corp 14,413 558 0.20%
134 SELECT SECTOR SPDR TR 13,098 551 0.20%
135 TYCO INTL LTD. 12,330 550 0.20%
136 PARKER HANNIFIN CORP 1,701 536 0.20%
137 RYDEX ETF TRUST 6,565 535 0.20%
138 New York REIT Inc 51,974 534 0.20%
139 BLACKSTONE GROUP L P 15,812 528 0.19%
140 BIOGEN INC 1,589 526 0.19%
141 ISHARES TR 4,370 522 0.19%
142 T ROWE PRICE CAPITAL APP 19,059 519 0.19%
143 LULULEMON ATHLETICA INC 14,700 516 0.19%
144 PLAINS ALL AMERN PIPELINE L 8,710 513 0.19%
145 KODIAK OIL & GAS CORP 37,200 505 0.19%
146 PROSHARES TR 4,280 504 0.18%
147 VANGUARD INDEX FDS 4,946 501 0.18%
148 SPDR SERIES TRUST 4,720 500 0.18%
149 RYDEX ETF TRUST 6,901 495 0.18%
150 RYDEX ETF TRUST 6,403 485 0.18%
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New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 REVOLUTION LIGHTING TECHNOLO COM 356,190 598 0.16%
2 Franklin Income Adv 211,244 520 0.14%
3 PEABODY ENERGY CORP 16,257 201 0.05%
4 TEMPLETON GLOBAL BOND ADV 36,325 480 0.12%
5 * ATMEL CORP COM 19,000 129 0.03%
6 * SANDRIDGE ENERGY INC COM 28,800 124 0.03%
7 3M CO 1,479 210 0.05%
8 ABBVIE INC 11,868 685 0.18%
9 ACCESS MIDSTREAM PARTNERS LP 5,926 377 0.10%
10 AFLAC Inc 4,594 267 0.07%
11 AG MTG INVT TR INC 24,345 433 0.11%
12 AIM Invt Fds Invesco Bal Risk Allo Cl A 13,921 170 0.04%
13 AIM Invt Fds Invesco Bal Risk llo Cl Y 70,639 872 0.23%
14 AKAMAI TECHNOLOGIES INC 2,003 218 0.06%
15 ALLERGAN PLC 1,773 428 0.11%
16 ALLIANCEBERNSTEIN INCOME FUN 78,213 587 0.15%
17 ALPINE TTL DYNAMIC NEW 30,689 261 0.07%
18 ALPS ETF TR 48,771 935 0.24%
19 ALTRIA GROUP INC 57,535 2,643 0.69%
20 AMARIN CORP PLC 18,150 20 0.01%
21 AMAZON COM INC 2,746 885 0.23%
22 AMER RLTY CAP HEALTHCAR TR INC 15,000 157 0.04%
23 AMERICA MOVIL SAB DE CV 9,629 243 0.06%
24 AMERICAN APPAREL INC 12,500 10 0.00%
25 AMERICAN ELECTRIC POWER 6,862 358 0.09%
26 AMERICAN EXPRESS CO 6,883 603 0.16%
27 AMERICAN GROWTH FUND OF AMERICA CLASS A 6,390 292 0.08%
28 AMERICAN RLTY CAP PPTYS INC 48,689 587 0.15%
29 AMG YACKTMAN FUND CLASS I 18,562 461 0.12%
30 AMR Asset Allocation 11,448 197 0.05%
31 AMR Global Small Capitalization HLS 10,724 119 0.03%
32 AMR International HLS 20,425 204 0.05%
33 AMR New World HLS 19,728 204 0.05%
34 ANADARKO PETROLE 2,622 266 0.07%
35 ANNALY CAP MGMT INC 15,089 161 0.04%
36 ANNALY CAP MGMT INC 35,719 381 0.10%
37 API EFF FRNT INCM I 13,904 167 0.04%
38 APPLE COMPUTER INC 8,371 843 0.22%
39 APPLE COMPUTER INC 102,550 10,016 2.61%
40 ARENA PHARMACEUTICALS INC 10,600 44 0.01%
41 ARMOUR RESIDENTIAL REIT INC 244,953 943 0.25%
42 AT&T INC 120,552 4,284 1.11%
43 ATLATSA RES CORP 10,651 3 0.00%
44 Abbott Labs Common 8,220 342 0.09%
45 Aberdeen Asia-Pacific Income 21,567 127 0.03%
46 Aegon Funding Corp 25,000 29 0.01%
47 Alcoa Inc 22,431 361 0.09%
48 Alliance Data Systems 1,236 307 0.08%
49 Allianzgi Conv & Income Fund I 46,435 424 0.11%
50 Allstate Corp 5,953 365 0.09%
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