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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 35 Institutional holders with a total value of $162,336,166.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 922,057 75,101,000 46.26%
2 BB&T SECURITIES, LLC 34,547 28,138,000 17.33%
3 JANE STREET GROUP, LLC 129,165 10,520,000 6.48%
4 BBVA USA Bancshares, Inc. 93,050 7,579,000 4.67%
5 ROYAL BANK OF CANADA 86,181 7,019,000 4.32%
6 RAYMOND JAMES & ASSOCIATES 68,122 5,549,000 3.42%
7 MORGAN STANLEY 67,664 5,511,000 3.39%
8 BANK OF AMERICA CORP /DE/ 59,741 4,866,000 3.00%
9 SG Americas Securities, LLC 46,517 3,789,000 2.33%
10 WELLS FARGO & COMPANY/MN 37,114 3,023,000 1.86%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,269 2,954,000 1.82%
12 Country Club Trust Company, n.a. 22,140 1,803,000 1.11%
13 Placemark Investments, Inc. 19,427 1,581,000 0.97%
14 Apriem Advisors 8,303 676,000 0.42%
15 Virtu KCG Holdings LLC 7,473 609,000 0.38%
16 B. Riley Wealth Advisors, Inc. 6,565 535,000 0.33%
17 UBS AG 5,428 442,000 0.27%
18 BARCLAYS PLC 3,870 313,000 0.19%
19 STIFEL FINANCIAL CORP 3,777 308,000 0.19%
20 AMERICAN INTERNATIONAL GROUP, INC. 3,673 299,166 0.18%
21 AMERIPRISE FINANCIAL INC 3,534 288,000 0.18%
22 Strategic Advisors LLC 3,459 282,000 0.17%
23 J.P. Morgan Private Wealth Advisors LLC 3,105 253,000 0.16%
24 ENVESTNET ASSET MANAGEMENT INC 2,964 241,000 0.15%
25 WFG Advisors, LP 1,614 131,000 0.08%
26 Financial Architects, Inc 1,450 118,000 0.07%
27 Private Advisor Group, LLC 1,230 100,000 0.06%
28 MSI Financial Services Inc 915 75,000 0.05%
29 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 850 69,000 0.04%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 650 59,000 0.04%
31 Waverly Advisors, LLC 413 34,000 0.02%
32 Ground Swell Capital, LLC 377 31,000 0.02%
33 Orion Porfolio Solutions, LLC 282 23,000 0.01%
34 Creative Planning 107 9,000 0.01%
35 Hudock, Inc. 103 8,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.