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CLAYMORE GUGGENHEIM
CLAYMORE GUGGENHEIM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 28 Institutional holders with a total value of $40,890,411.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 336,395 16,245,000 39.73%
2 MORGAN STANLEY 173,892 8,398,000 20.54%
3 WELLS FARGO & COMPANY/MN 77,932 3,764,000 9.21%
4 UBS AG 69,871 3,374,000 8.25%
5 LPL Financial LLC 50,688 2,395,000 5.86%
6 B. Riley Wealth Advisors, Inc. 16,000 773,000 1.89%
7 RAYMOND JAMES & ASSOCIATES 15,157 732,000 1.79%
8 First Allied Advisory Services, Inc. 15,016 724,000 1.77%
9 Commonwealth Equity Services, Inc 14,982 724,000 1.77%
10 Private Advisor Group, LLC 14,205 686,000 1.68%
11 VSR Financial Services, Inc. 12,379 598,000 1.46%
12 GREAT LAKES ADVISORS, LLC 9,906 478,000 1.17%
13 JANE STREET GROUP, LLC 8,548 413,000 1.01%
14 AMERICAN INTERNATIONAL GROUP, INC. 8,395 405,411 0.99%
15 First Heartland Consultants, Inc. 5,155 249,000 0.61%
16 B. Riley Wealth Management, Inc. 4,865 234,000 0.57%
17 M&T BANK CORP 4,500 217,000 0.53%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,525 170,000 0.42%
19 ROYAL BANK OF CANADA 2,300 111,000 0.27%
20 Creative Planning 1,310 63,000 0.15%
21 SECURITY NATIONAL TRUST CO 1,205 58,000 0.14%
22 MSI Financial Services Inc 574 28,000 0.07%
23 AMERIPRISE FINANCIAL INC 395 19,000 0.05%
24 WFG Advisors, LP 275 13,000 0.03%
25 MANUFACTURERS LIFE INSURANCE COMPANY, THE 135 7,000 0.02%
26 CITIGROUP INC 116 6,000 0.01%
27 NEXT Financial Group, Inc 77 4,000 0.01%
28 PNC FINANCIAL SERVICES GROUP, INC. 38 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.