Dark
Light
System
Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
151 KKR & CO LP COMMON UNITS 21,652 483 0.18%
152 ISHARES TR 3,587 482 0.18%
153 LYONDELLBASELL INDUSTRIES N 4,408 479 0.18%
154 CVS HEALTH CORP 6,011 478 0.18%
155 JNL/MCM Hlthcare Sector 20,072 477 0.17%
156 PROSHARES TR 8,380 472 0.17%
157 TWITTER INC 11,740 472 0.17%
158 JNL/PPM AMERICA HIGH YLD BOND 23,002 463 0.17%
159 JNL/Mellon Capital Nasdaq 25 22,866 463 0.17%
160 CAPSTEAD MTG CORP COM NO PAR 37,843 463 0.17%
161 AMG YACKTMAN FUND CLASS I 18,562 461 0.17%
162 SELECT SECTOR SPDR TR 9,251 459 0.17%
163 MICRON TECHNOLOGY INC 12,475 458 0.17%
164 JNL/WMC Balanced Fund 13,047 457 0.17%
165 POWERSHARES ETF TRUST 7,130 454 0.17%
166 POWERSHARES ETF TR II 12,080 452 0.17%
167 American Water Works, Inc. 9,245 446 0.16%
168 VANGUARD INDEX FDS 3,774 443 0.16%
169 LILIS ENERGY INC 196,500 442 0.16%
170 KINDER MORGAN INC DEL 11,311 434 0.16%
171 AG MTG INVT TR INC 24,345 433 0.16%
172 ALLERGAN PLC 1,773 428 0.16%
173 JNL/S&P INTRINSIC VAL 20,267 427 0.16%
174 NIKE INC 4,761 425 0.16%
175 PROSHARES TR 9,586 425 0.16%
176 Allianzgi Conv & Income Fund I 46,435 424 0.16%
177 POWERSHARES ETF TRUST 9,372 419 0.15%
178 SELECT SECTOR SPDR TR 7,809 415 0.15%
179 Ivy Fds Science Tech Fd Cl A 7,733 414 0.15%
180 QUALCOMM INC 5,525 413 0.15%
181 GUGGENHEIM 1:1 EXC 4/9/18 739371839 4,190 408 0.15%
182 POWERSHARES ETF TRUST 7,330 405 0.15%
183 Rcs Capital Corp 17,944 404 0.15%
184 ISHARES TR 4,403 403 0.15%
185 WAL-MART STORES INC 5,262 402 0.15%
186 UNITEDHEALTH GROUP INC 4,599 397 0.15%
187 PALO ALTO NETWORKS INC 4,020 394 0.14%
188 MARKET VECTORS ETF TR 6,110 394 0.14%
189 DOMINION ENERGY INC 5,649 390 0.14%
190 Ivy Fds High Income Cl A 45,914 390 0.14%
191 ISHARES TR 2,579 390 0.14%
192 JNL/NEUBERGER STRAT INCOME 36,839 387 0.14%
193 MASCO CORP 16,178 387 0.14%
194 WILLIAMS COS INC DEL 6,931 384 0.14%
195 CORNERSTONE STRATEGIC VALUE FD INC COM NEW 65,797 384 0.14%
196 LINN ENERGY LLC UNIT LTD LIAB 12,690 382 0.14%
197 ANNALY CAP MGMT INC 35,719 381 0.14%
198 ORACLE CORP 9,952 381 0.14%
199 ACCESS MIDSTREAM PARTNERS LP 5,926 377 0.14%
200 ISHARES TR 4,439 375 0.14%
Page 4 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
451 ISHARES TR 1,605 237 0.06%
452 WESTERN DIGITAL CORP 2,430 236 0.06%
453 FIRST TR EXCHANGE TRADED FD 6,370 235 0.06%
454 PIONEER NAT RES CO 1,193 235 0.06%
455 HENRY JACK & ASSOC INC 4,228 235 0.06%
456 CONTINENTAL RESOURE 3,521 234 0.06%
457 Fidelity Canada 3,779 234 0.06%
458 CARTER VALIDUS MISSION CRITICA COM 23,365 234 0.06%
459 Mutual Global Discovery Securities Fund 16,883 234 0.06%
460 ROYAL DUTCH SHELL PLC 2,943 233 0.06%
461 VANGUARD WORLD FD 1,990 233 0.06%
462 UNITED RENTALS INC 2,097 233 0.06%
463 TEXAS INSTRS INC 4,823 230 0.06%
464 PIMCO STRATEGIC INCOME FD 23,221 229 0.06%
465 WISDOMTREE TR 4,939 228 0.06%
466 DODGE & COX INTERNATIONAL STOCK FUND 5,053 228 0.06%
467 VIRNETX HLDG CORP 37,950 228 0.06%
468 VANGUARD TAX-MANAGED FDS 5,737 228 0.06%
469 ICAHN ENTERPRISES LP 2,150 228 0.06%
470 ISHARES TR 2,068 226 0.06%
471 KIMBERLY CLARK CORP 2,092 225 0.06%
472 SHERWIN WILLIAMS CO 1,025 224 0.06%
473 ISHARES TR 2,444 224 0.06%
474 VANGUARD INTL EQUITY INDEX F 5,383 224 0.06%
475 FLEETCOR TECHNOLOGIES INC 1,571 223 0.06%
476 CRH PLC 9,745 223 0.06%
477 HALLIBURTON CO 3,437 221 0.06%
478 UNI PIXEL INC COM NEW 34,887 221 0.06%
479 EATON VANCE RISK MNGD DIV EQ 18,907 221 0.06%
480 VANGUARD WHITEHALL FDS 3,317 220 0.06%
481 TELEFONAKTIEBOLAGET LM ERICS 17,517 220 0.06%
482 KROGER CO 4,218 219 0.06%
483 FLAHERTY CRUMRINE PFD SECS 11,279 218 0.06%
484 AKAMAI TECHNOLOGIES INC 2,003 218 0.06%
485 WYNDHAM WORLDWIDE CORP 2,688 218 0.06%
486 Ubs Ag Shs New 12,538 218 0.06%
487 BOARDWALK PIPELINE PARTNERS 11,680 218 0.06%
488 HOLLYFRONTIER CORP 4,924 215 0.06%
489 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF 9,800 214 0.06%
490 FEDERATED NATL HLDG CO COM 7,614 214 0.06%
491 FIDELITY TOTAL BOND 20,058 214 0.06%
492 CLAYMORE EXCHANGE TRD FD TR 8,798 214 0.06%
493 VANGUARD INTL EQUITY INDEX F 3,884 214 0.06%
494 TEEKAY LNG PARTNERS L P 4,894 213 0.06%
495 BUFFALO WILD WINGS INC 1,585 213 0.06%
496 TEVA PHARMACEUTICAL INDS LTD 3,940 212 0.06%
497 SPDR DOW JONES INDL AVRG ETF 1,240 211 0.05%
498 HI-CRUSH PARTNERS LP 4,100 211 0.05%
499 3M CO 1,479 210 0.05%
500 First Eagle Fds Inc Overseas Fd Cl A 8,870 209 0.05%
Page 10 of 14