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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
301 BLACKROCK EQUITY DIVIDEND FUND 9,970 251 0.09%
302 MEDLEY CAP CORPORATION 21,233 251 0.09%
303 NUVEEN NJ INVT QUALITY MUN F 18,700 249 0.09%
304 ISHARES SILVER TR 64,619 249 0.09%
305 PROSHARES TR 1,964 247 0.09%
306 MARKWEST ENERGY PARTNERS LP 3,222 247 0.09%
307 DEUTSCHE GLOBAL INFRASTRUCTURE A 15,974 246 0.09%
308 PROSHARES TR MSCI EMRG 3,305 245 0.09%
309 TARGA RES CORP 1,800 245 0.09%
310 LORILLARD 4,087 245 0.09%
311 AMERICA MOVIL SAB DE CV 9,629 243 0.09%
312 DEPHEID 5,500 242 0.09%
313 Blackrock Intl Growth Tr 31,985 241 0.09%
314 MCKESSON CORP 1,219 237 0.09%
315 ISHARES TR 1,605 237 0.09%
316 CEF Cohen & Steers Ml 11,200 237 0.09%
317 WESTERN DIGITAL CORP 2,430 236 0.09%
318 PIONEER NAT RES CO 1,193 235 0.09%
319 Mutual Global Discovery Securities Fund 16,883 234 0.09%
320 VANGUARD WORLD FD 1,990 233 0.09%
321 PIMCO STRATEGIC INCOME FD 23,221 229 0.08%
322 VIRNETX HLDG CORP 37,950 228 0.08%
323 WISDOMTREE TR 4,939 228 0.08%
324 KIMBERLY CLARK CORP 2,092 225 0.08%
325 ISHARES TR 2,444 224 0.08%
326 VANGUARD INTL EQUITY INDEX F 5,383 224 0.08%
327 CRH PLC 9,745 223 0.08%
328 VANGUARD WHITEHALL FDS 3,317 220 0.08%
329 KROGER CO 4,218 219 0.08%
330 Ubs Ag Shs New 12,538 218 0.08%
331 BOARDWALK PIPELINE PARTNERS 11,680 218 0.08%
332 AKAMAI TECHNOLOGIES INC 2,003 218 0.08%
333 WYNDHAM WORLDWIDE CORP 2,688 218 0.08%
334 VANGUARD INTL EQUITY INDEX F 3,884 214 0.08%
335 CLAYMORE EXCHANGE TRD FD TR 8,798 214 0.08%
336 BUFFALO WILD WINGS INC 1,585 213 0.08%
337 TEEKAY LNG PARTNERS L P 4,894 213 0.08%
338 SPDR DOW JONES INDL AVRG ETF 1,240 211 0.08%
339 3M CO 1,479 210 0.08%
340 SPDR SER TR S&P 600 SML CAP 2,131 209 0.08%
341 INVESCO V.I. CORE EQUITY FUND 14,312 208 0.08%
342 AMR New World HLS 19,728 204 0.07%
343 AMR International HLS 20,425 204 0.07%
344 PENNEY J C 20,330 204 0.07%
345 TOTAL S A 3,150 203 0.07%
346 KELLOGG CO 3,296 203 0.07%
347 PEABODY ENERGY CORP 16,257 201 0.07%
348 VANGUARD HIGH YIELD TAX EXEMPT ADMIRAL SHARES 17,943 201 0.07%
349 TRAVELERS COMPANIES INC 2,144 201 0.07%
350 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 13,392 199 0.07%
Page 7 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
651 Ohio St 11,000 12 0.00%
652 Salt Verde Finl Corp Sr Gas Re 10,000 12 0.00%
653 Miami-Dade Cnty Fla Aviation R Aviation 10,000 11 0.00%
654 Commercial Metals Co 10,000 11 0.00%
655 National Holdings Corp 23,526 11 0.00%
656 General Electric Co 10,000 11 0.00%
657 Ba Mtg Trust 2006-2 20,000 11 0.00%
658 New York N Y City Mun Wtr Fin 10,000 11 0.00%
659 Ulster Cnty N Y 10,000 11 0.00%
660 HOUSTON AMERN ENERGY CORP 34,306 10 0.00%
661 Suffolk Cnty N Y 10,000 10 0.00%
662 Bmc Software Inc 10,000 10 0.00%
663 Dell Inc 10,000 10 0.00%
664 Dade Cnty Fla Hsg Fin Auth Mul 10,000 10 0.00%
665 New York St Environmental Facs 10,000 10 0.00%
666 AMERICAN APPAREL INC 12,500 10 0.00%
667 Butler Cnty Ohio Hosp Facs Rev Hosp Fac 10,000 10 0.00%
668 New York N Y City Mun Wtr Fin 10,000 10 0.00%
669 PALATIN TECHNOLOGIES INC COM 10,000 9 0.00%
670 ATLATSA RES CORP 10,651 3 0.00%
671 Fhlmc Remic Series 2036 10,000 2 0.00%
672 ER Urgent Care Holdings, Inc. 400,000 0 0.00%
673 WAFERGEN BIO-SYSTEMS INC 52,500 0 0.00%
674 ION LTD ADR 10,000 0 0.00%
675 App Fin II Mauritius Ltd 35,000 0 0.00%
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