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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
301 BLACKROCK EQUITY DIVIDEND FUND 9,970 251 0.09%
302 Medley Capital Corporation 21,233 251 0.09%
303 NUVEEN NJ INVT QUALITY MUN F 18,700 249 0.09%
304 ISHARES SILVER TRUST 64,619 249 0.09%
305 PROSHARES TR 1,964 247 0.09%
306 MARKWEST ENERGY PARTNERS LP 3,222 247 0.09%
307 Dws Rreef Global Infrastructure Fund 15,974 246 0.09%
308 PROSHARES TR 3,305 245 0.09%
309 TARGA RESOURCES CORP 1,800 245 0.09%
310 LORILLARD 4,087 245 0.09%
311 AMERICA MOVIL S A DE C V 9,629 243 0.09%
312 DEPHEID 5,500 242 0.09%
313 Blackrock Intl Growth Tr 31,985 241 0.09%
314 MCKESSON CORP 1,219 237 0.09%
315 ISHARES TR 1,605 237 0.09%
316 COHEN & STEERS MLP INC & ENR 11,200 237 0.09%
317 WESTERN DIGITAL CORP 2,430 236 0.09%
318 PIONEER NATURAL RESOURCES CO 1,193 235 0.09%
319 Mutual Global Discovery Securities Fund 16,883 234 0.09%
320 VANGUARD WORLD FDS 1,990 233 0.09%
321 PIMCO STRATEGIC INCOME FD IN 23,221 229 0.08%
322 VIRNETX HLDG CORP 37,950 228 0.08%
323 WISDOMTREE TR 4,939 228 0.08%
324 KIMBERLY CLARK CORP 2,092 225 0.08%
325 ISHARES TR 2,444 224 0.08%
326 VANGUARD INTL EQUITY INDEX F 5,383 224 0.08%
327 CRH PLC 9,745 223 0.08%
328 VANGUARD WHITEHALL FDS INC 3,317 220 0.08%
329 KROGER CO 4,218 219 0.08%
330 Ubs Ag Shs New 12,538 218 0.08%
331 BOARDWALK PIPELINE PARTNERS 11,680 218 0.08%
332 AKAMAI TECHNOLOGIES INC 2,003 218 0.08%
333 WYNDHAM WORLDWIDE CORP 2,688 218 0.08%
334 VANGUARD EUROPEAN INDEX FUND 3,884 214 0.08%
335 CLAYMORE EXCHANGE TRD FD TR 8,798 214 0.08%
336 Buffalo Wild Wings Inc 1,585 213 0.08%
337 TEEKAY LNG PARTNERS LP 4,894 213 0.08%
338 SPDR DOW JONES INDL AVRG ETF 1,240 211 0.08%
339 3M CO 1,479 210 0.08%
340 SPDR SERIES TRUST 2,131 209 0.08%
341 INVESCO V.I. CORE EQUITY FUND 14,312 208 0.08%
342 AMR New World HLS 19,728 204 0.07%
343 AMR International HLS 20,425 204 0.07%
344 PENNEY J C INC 20,330 204 0.07%
345 TOTAL S A 3,150 203 0.07%
346 KELLOGG CO COM 3,296 203 0.07%
347 Peabody Energy Corp 16,257 201 0.07%
348 VANGUARD HIGH YIELD TAX EXEMPT ADMIRAL SHARES 17,943 201 0.07%
349 TRAVELERS COMPANIES INC 2,144 201 0.07%
350 PETROLEO BRASILEIRO SA PETRO 13,392 199 0.07%
Page 7 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
301 T Rowe Price Capital Appreciation Fund 12,871 354 0.09%
302 WISDOMTREE MIDCAP EARNINGS FUND 4,052 354 0.09%
303 XCEL ENERGY INC 11,612 353 0.09%
304 SPDR S&P MIDCAP 400 ETF TR 1,408 351 0.09%
305 DOUBLELINE TOTAL RETURN BOND FUND -I- 31,949 350 0.09%
306 FIRST INTST BANCSYSTEM INC COM CL A 13,150 349 0.09%
307 SPDR SERIES TRUST 6,250 346 0.09%
308 SEAGATE TECHNOLOGY PLC SHS 6,050 346 0.09%
309 SENIOR HSG PPTYS TR 16,418 343 0.09%
310 Abbott Labs Common 8,220 342 0.09%
311 Fidelity Small Cap Value 19,550 338 0.09%
312 ISHARES TR 3,151 337 0.09%
313 VANGUARD REIT ETF 4,696 337 0.09%
314 NUVEEN MUNI HIGH INCOME OPP F 25,832 337 0.09%
315 CHENIERE ENERGY PARTNERS LP 10,300 337 0.09%
316 CSX CORP 10,486 336 0.09%
317 Fidelity Contrafund Inc Insigh 11,840 336 0.09%
318 VANGUARD ENERGY INDEX FUND 2,564 336 0.09%
319 CHINA MOBILE LIMITED 5,691 335 0.09%
320 CHESAPEAKE ENERGY CORP 15,569 335 0.09%
321 ISHARES TR CORE HIGH DV ETF 4,437 334 0.09%
322 NEW YORK CMNTY BANCORP INC 20,952 333 0.09%
323 TRANSDIGM GROUP INC 1,806 333 0.09%
324 ISHARES TR 7,987 332 0.09%
325 Blackrock Global Opptys 23,299 329 0.09%
326 Vanguard Consumer Staples ETF 2,802 329 0.09%
327 BB&T Corporation 8,799 328 0.09%
328 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 14,500 328 0.09%
329 FIRST TR MULTI CP VAL ALPHA 7,241 327 0.09%
330 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 5,863 327 0.09%
331 PROSHARES ULTRASHORT 20 Y TR 5,798 326 0.08%
332 LOCKHEED MARTIN CORP 1,779 325 0.08%
333 SANOFI SPONSORED ADR 5,755 325 0.08%
334 SEMPRA ENERGY 3,083 325 0.08%
335 CREDICORP LTD 2,114 324 0.08%
336 PNC FINL SVCS GROUP INC 3,783 324 0.08%
337 Fidelity Worldwide 13,166 323 0.08%
338 GOLDMAN SACHS GROUP INC 763 322 0.08%
339 ENI ADR 6,796 322 0.08%
340 BUCKEYE PARTNERS L P 4,030 321 0.08%
341 KAYNE ANDERSON MLP INVT CO 7,839 320 0.08%
342 VANGUARD WORLD FDS INF TECH ETF 3,201 320 0.08%
343 SANDISK CORP 3,253 319 0.08%
344 TWO HARBORS INVESTMENT CORP 33,004 319 0.08%
345 PIMCO 25,194 318 0.08%
346 MOBILEYE ORD 5,915 317 0.08%
347 SPDR Consumer Staples Select Sector 6,999 316 0.08%
348 VALEANT PHARMACEUTICALS INTL 2,407 316 0.08%
349 EXELON CORP 9,224 314 0.08%
350 VANGUARD MID-CAP VALUE INDEX FUND 3,697 314 0.08%
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