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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 14 Institutional holders with a total value of $1,985,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 B. Riley Wealth Advisors, Inc. 19,510 722,000 36.37%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,125 521,000 26.25%
3 JANE STREET GROUP, LLC 7,417 274,000 13.80%
4 UBS Group AG 6,285 232,000 11.69%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,304 122,000 6.15%
6 Creative Planning 1,410 52,000 2.62%
7 BANK OF AMERICA CORP /DE/ 775 29,000 1.46%
8 CITIGROUP INC 385 14,000 0.71%
9 MSI Financial Services Inc 196 7,000 0.35%
10 Tower Research Capital LLC (TRC) 113 4,000 0.20%
11 JACOBI CAPITAL MANAGEMENT LLC 90 3,000 0.15%
12 ADVISOR GROUP, INC. 96 3,000 0.15%
13 ROYAL BANK OF CANADA 50 2,000 0.10%
14 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.