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Institutional Investment Manager
Hoxton Financial, Inc.
Hoxton Financial, Inc. (CIK: 0001497943) incorporated in West Virginia, located at 8530 Shepherdstown Pike, Shepherdstown, WV. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Portfolio Summary: 363 holdings with a total value of $239,708,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 Paragon Offshore PLC 99 0 0.00%
2 GLOBALSCAPE INC 10 0 0.00%
3 AGENUS INC 1 0 0.00%
4 E TRADE FINANCIAL CORP 10 0 0.00%
5 PTC INC 6 0 0.00%
6 BIOTA PHARMACEUTIALS INC COM 50 0 0.00%
7 HALYARD HEALTH INC 1 0 0.00%
8 Alcatel Lucent Adr 11 0 0.00%
9 REXAHN PHARMACEUTICALS INC 400 0 0.00%
10 FRONTIER COMMUNICATIONS CORP 52 0 0.00%
11 VERITIV CORP 7 0 0.00%
12 CEL SCI CORP 58 0 0.00%
13 POTBELLY CORP 22 0 0.00%
14 AMERICAN INTL GROUP INC 2 0 0.00%
15 HANSEN MEDICAL INC 800 0 0.00%
16 CYTORI THERAPEUTIC INC 200 0 0.00%
17 SONOCO PRODS CO 24 1,000 0.00%
18 VANGUARD INDEX FDS 10 1,000 0.00%
19 KCG HLDGS INC 61 1,000 0.00%
20 CareFusion 15 1,000 0.00%
21 VODAFONE GROUP PLC NEW 16 1,000 0.00%
22 PHILIP MORRIS INTL INC 15 1,000 0.00%
23 NASDAQ OMX GROUP 29 1,000 0.00%
24 SOUTHERN CO 19 1,000 0.00%
25 MAXIM INTEGR 30 1,000 0.00%
26 NIKE INC 8 1,000 0.00%
27 GENERAL MTRS CO 58 1,000 0.00%
28 JDS UNIPHASE CORP COM PAR $0.001 93 1,000 0.00%
29 GLAXOSMITHKLINE PLC 16 1,000 0.00%
30 AMERICAN ELEC PWR INC 20 1,000 0.00%
31 NOVAVAX INC COM 100 1,000 0.00%
32 GENUINE PARTS CO 11 1,000 0.00%
33 HCP INC 20 1,000 0.00%
34 3-D SYS CORP DEL 40 1,000 0.00%
35 DOMINOS PIZZA INC 14 1,000 0.00%
36 EXPEDIA INC DEL 10 1,000 0.00%
37 U S GLOBAL INVS INC 380 1,000 0.00%
38 California Resources Corp 234 1,000 0.00%
39 NEURALSTEM INC COM 350 1,000 0.00%
40 Spectra Energy Corp Com 34 1,000 0.00%
41 DOVER CORP 11 1,000 0.00%
42 MAST THERAPEUTICS INC COM 1,091 1,000 0.00%
43 ROYAL DUTCH SHELL PLC 13 1,000 0.00%
44 CONOCOPHILLIPS 15 1,000 0.00%
45 FUEL TECH INC 200 1,000 0.00%
46 BIOTIME INC 265 1,000 0.00%
47 GENERAL MTRS CO 58 1,000 0.00%
48 WASTE MGMT INC DEL 20 1,000 0.00%
49 SANOFI 2,039 2,000 0.00%
50 ISHARES GOLD TRUST 190 2,000 0.00%
Page 1 of 8

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001497943-15-000001, filed 2015.01.20).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.