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Institutional Investment Manager
Wellington Shields & Co., LLC
Wellington Shields & Co., LLC (CIK: 0001506073) incorporated in New York, located at 60 Broad Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Original 13F HR (0001506073-15-000002) filed in 2015.05.21
#
Name
Shares
Value ($)
%
Options
Notes
1 ILLUMINA INC 150,919 28,017 16.54%
2 SPECTRANETICS CORP 715,914 24,885 14.69%
3 UNIVERSAL ELECTRS INC 320,302 18,078 10.67%
4 EXPRESS SCRIPTS HLDG CO 119,051 10,330 6.10%
5 EXXON MOBIL CORP 54,226 4,609 2.72%
6 BRISTOL MYERS SQUIBB CO 58,608 3,780 2.23%
7 AMERICAN AIRLS GROUP INC 65,000 3,431 2.02%
8 INTERNATIONAL BUSINESS MACHS 21,379 3,431 2.02%
9 FLOWERS FOODS INC 143,950 3,274 1.93%
10 AT&T INC 96,962 3,166 1.87%
11 CHICAGO BRIDGE & IRON CO N V 62,375 3,073 1.81%
12 MICROSOFT CORP 74,323 3,022 1.78%
13 GENERAL ELECTRIC CO 106,660 2,646 1.56%
14 DISNEY WALT CO 24,012 2,519 1.49%
15 HONEYWELL INTL INC 23,523 2,454 1.45%
16 VERIZON COMMUNICATIONS INC 45,158 2,196 1.30%
17 UNION PAC CORP 15,120 1,638 0.97%
18 FX ENERGY INC 1,305,807 1,632 0.96%
19 PFIZER INC 44,770 1,558 0.92%
20 ALTRIA GROUP INC 28,750 1,438 0.85%
21 PHILIP MORRIS INTL INC 18,900 1,424 0.84%
22 W P CAREY INC 20,723 1,409 0.83%
23 PEPSICO INC 13,615 1,302 0.77%
24 JPMORGAN CHASE & CO 20,742 1,257 0.74%
25 EQUIFAX INC 13,399 1,246 0.74%
26 PNC FINL SVCS GROUP INC 12,846 1,198 0.71%
27 APPLE INC 9,386 1,168 0.69%
28 ABBVIE INC 19,150 1,121 0.66%
29 PROCTER AND GAMBLE CO 13,575 1,112 0.66%
30 UMB FINL CORP 20,000 1,058 0.62%
31 BP PLC 24,996 978 0.58%
32 CISCO SYS INC 32,374 891 0.53%
33 GEO GROUP INC NEW 20,000 875 0.52%
34 BAXTER INTL INC 12,504 857 0.51%
35 ABBOTT LABS 18,150 841 0.50%
36 FIDELITY NATL INFORMATION SV 12,198 830 0.49%
37 DU PONT E I DE NEMOURS & CO 11,051 790 0.47%
38 LEUCADIA NATL CORP 34,800 776 0.46%
39 JOHNSON & JOHNSON 7,643 769 0.45%
40 AMERICAN EXPRESS CO 9,700 758 0.45%
41 CASI PHARMACEUTICALS INC COM 504,861 744 0.44%
42 COCA COLA CO 18,338 744 0.44%
43 3M CO 4,300 709 0.42%
44 CHEVRON CORP NEW 6,729 706 0.42%
45 MERCK & CO INC 12,030 691 0.41%
46 NORFOLK SOUTHERN CORP 6,150 633 0.37%
47 WEYERHAEUSER CO 19,100 633 0.37%
48 WASTE MGMT INC DEL 11,583 628 0.37%
49 DUKE ENERGY CORP NEW 7,539 579 0.34%
50 TRINITY INDS INC 15,700 558 0.33%
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