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Institutional Investment Manager
Wellington Shields & Co., LLC
Wellington Shields & Co., LLC (CIK: 0001506073) incorporated in New York, located at 60 Broad Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001506073-17-000001) filed in 2017.02.02
#
Name
Shares
Value ($)
%
Options
Notes
1 UNIVERSAL ELECTRS INC 359,455 23,203 12.15%
2 SPECTRANETICS CORP 878,451 21,522 11.27%
3 ILLUMINA INC 151,688 19,422 10.17%
4 EXPRESS SCRIPTS HLDG CO 123,266 8,479 4.44%
5 MICROSOFT CORP 81,317 5,053 2.65%
6 INTERNATIONAL BUSINESS MACHS 29,140 4,837 2.53%
7 JOHNSON & JOHNSON 41,102 4,735 2.48%
8 GENERAL ELECTRIC CO 145,429 4,596 2.41%
9 EXXON MOBIL CORP 49,742 4,490 2.35%
10 AT&T INC 95,784 4,074 2.13%
11 MONDELEZ INTL INC 81,706 3,622 1.90%
12 PHILIP MORRIS INTL INC 33,300 3,047 1.60%
13 AMERICAN AIRLS GROUP INC 62,600 2,923 1.53%
14 ALTRIA GROUP INC 41,769 2,824 1.48%
15 FLOWERS FOODS INC 139,775 2,791 1.46%
16 BRISTOL MYERS SQUIBB CO 47,328 2,766 1.45%
17 DISNEY WALT CO 24,582 2,562 1.34%
18 HONEYWELL INTL INC 21,799 2,525 1.32%
19 VERIZON COMMUNICATIONS INC 46,507 2,483 1.30%
20 KRAFT HEINZ CO 27,650 2,414 1.26%
21 JPMORGAN CHASE & CO 27,793 2,398 1.26%
22 W P CAREY INC 37,532 2,218 1.16%
23 UNION PAC CORP 20,720 2,148 1.12%
24 APPLE INC 16,826 1,949 1.02%
25 PFIZER INC 58,277 1,893 0.99%
26 WEYERHAEUSER CO 53,361 1,606 0.84%
27 EQUIFAX INC 13,399 1,584 0.83%
28 PEPSICO INC 14,765 1,545 0.81%
29 UMB FINL CORP 20,000 1,542 0.81%
30 ABBVIE INC 19,436 1,217 0.64%
31 PROCTER AND GAMBLE CO 13,375 1,125 0.59%
32 CHICAGO BRIDGE & IRON CO N V 35,358 1,123 0.59%
33 CISCO SYS INC 35,787 1,081 0.57%
34 CHEVRON CORP NEW 8,862 1,043 0.55%
35 3M CO 5,384 961 0.50%
36 FIDELITY NATL INFORMATION SV 12,198 923 0.48%
37 COMPASS DIV HOLDINGS SHS OF BENEFICIAL INTEREST 49,510 886 0.46%
38 BP PLC 23,496 878 0.46%
39 ABBOTT LABS 22,784 875 0.46%
40 DU PONT E I DE NEMOURS & CO 11,551 848 0.44%
41 BLACKSTONE MTG TR INC 27,535 828 0.43%
42 SOUTHERN CO 16,339 804 0.42%
43 WASTE MGMT INC DEL 11,083 786 0.41%
44 COMCAST CORP NEW 11,346 783 0.41%
45 GEO GROUP INC NEW 21,700 780 0.41%
46 MERCK & CO INC 12,930 761 0.40%
47 PNC FINL SVCS GROUP INC 6,342 742 0.39%
48 GENERAL MTRS CO 21,000 732 0.38%
49 TRINITY INDS INC 26,329 731 0.38%
50 INTEL CORP 19,000 689 0.36%
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