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Institutional Investment Manager
Wellington Shields & Co., LLC
Wellington Shields & Co., LLC (CIK: 0001506073) incorporated in New York, located at 60 Broad Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Original 13F HR (0001506073-15-000004) filed in 2015.11.24
#
Name
Shares
Value ($)
%
Options
Notes
1 ILLUMINA INC 149,533 26,291 19.88%
2 UNIVERSAL ELECTRS INC 311,372 13,087 9.90%
3 EXPRESS SCRIPTS HLDG CO 116,373 9,422 7.13%
4 SPECTRANETICS CORP 699,725 8,250 6.24%
5 EXXON MOBIL CORP 56,726 4,218 3.19%
6 FLOWERS FOODS INC 142,655 3,530 2.67%
7 INTERNATIONAL BUSINESS MACHS 21,379 3,099 2.34%
8 BRISTOL MYERS SQUIBB CO 52,066 3,082 2.33%
9 MICROSOFT CORP 67,775 3,000 2.27%
10 AT&T INC 87,658 2,856 2.16%
11 AMERICAN AIRLS GROUP INC 65,000 2,524 1.91%
12 GENERAL ELECTRIC CO 99,960 2,521 1.91%
13 CHICAGO BRIDGE & IRON CO N V 60,975 2,418 1.83%
14 DISNEY WALT CO 22,339 2,283 1.73%
15 HONEYWELL INTL INC 22,473 2,128 1.61%
16 VERIZON COMMUNICATIONS INC 44,428 1,933 1.46%
17 PHILIP MORRIS INTL INC 18,900 1,499 1.13%
18 PFIZER INC 44,770 1,406 1.06%
19 FX ENERGY INC 1,462,850 1,390 1.05%
20 ALTRIA GROUP INC 24,750 1,346 1.02%
21 UNION PAC CORP 15,120 1,337 1.01%
22 EQUIFAX INC 13,399 1,302 0.98%
23 JPMORGAN CHASE & CO 20,742 1,265 0.96%
24 PEPSICO INC 13,265 1,251 0.95%
25 APPLE INC 10,941 1,207 0.91%
26 ABBVIE INC 19,150 1,042 0.79%
27 UMB FINL CORP 20,000 1,016 0.77%
28 PROCTER AND GAMBLE CO 13,575 977 0.74%
29 W P CAREY INC 16,654 963 0.73%
30 CISCO SYS INC 32,374 850 0.64%
31 FIDELITY NATL INFORMATION SV 12,198 818 0.62%
32 BP PLC 24,496 749 0.57%
33 ABBOTT LABS 18,150 730 0.55%
34 COCA COLA CO 17,738 712 0.54%
35 LEUCADIA NATL CORP 34,800 705 0.53%
36 JOHNSON & JOHNSON 7,349 686 0.52%
37 AMERICAN EXPRESS CO 9,200 682 0.52%
38 TRINITY INDS INC 28,604 648 0.49%
39 THORATEC LABS CORP 9,954 630 0.48%
40 3M CO 4,300 610 0.46%
41 MERCK & CO INC 12,030 594 0.45%
42 GEO GROUP INC NEW 19,700 586 0.44%
43 PNC FINL SVCS GROUP INC 6,446 575 0.43%
44 DUKE ENERGY CORP NEW 7,953 572 0.43%
45 MONDELEZ INTL INC 13,004 544 0.41%
46 SOUTHERN CO 12,157 543 0.41%
47 DU PONT E I DE NEMOURS & CO 11,051 533 0.40%
48 CHEVRON CORP NEW 6,729 531 0.40%
49 CASI PHARMACEUTICALS INC COM 489,372 524 0.40%
50 WEYERHAEUSER CO 19,100 522 0.39%
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