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Institutional Investment Manager
Wellington Shields & Co., LLC
Wellington Shields & Co., LLC (CIK: 0001506073) incorporated in New York, located at 60 Broad Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Original 13F HR (0001506073-16-000005) filed in 2016.02.08
#
Name
Shares
Value ($)
%
Options
Notes
51 LILLY ELI & CO 5,900 497 0.33%
52 GENERAL MLS INC 8,175 471 0.31%
53 CASI PHARMACEUTICALS INC COM 489,327 470 0.31%
54 ISHARES TR 6,000 451 0.30%
55 NORFOLK SOUTHERN CORP 5,250 444 0.29%
56 DIAGEO PLC ADR 15,375 420 0.28%
57 EASTMAN CHEM CO 5,850 395 0.26%
58 SPDR SER TR 5,476 384 0.25%
59 BECTON DICKINSON & CO 2,493 384 0.25%
60 KIMBERLY CLARK CORP 3,000 382 0.25%
61 CITIGROUPINC 7,340 380 0.25%
62 UNITED TECHNOLOGIES CORP 3,800 365 0.24%
63 NEXTERA ENERGY INC 3,400 353 0.23%
64 CORNING INC 18,770 343 0.23%
65 GLAXOSMITHKLINE PLC 8,500 343 0.23%
66 COMPASS DIV HOLDINGS SHS OF BENEFICIAL INTEREST 21,510 342 0.23%
67 AFLAC INC 5,656 339 0.23%
68 BAXALTA INC COM 8,650 338 0.22%
69 KRAFT HEINZ CO 4,583 333 0.22%
70 XEROX CORP 31,216 332 0.22%
71 BAXTER INTL INC 8,650 330 0.22%
72 ISHARES TR 3,000 329 0.22%
73 INTL PAPER CO 8,503 321 0.21%
74 INTEL CORP 9,200 317 0.21%
75 SCHLUMBERGER LTD 4,500 314 0.21%
76 VODAFONE GROUP PLC NEW 9,509 307 0.20%
77 THOMASVILLE BANCSHARES INC 10,500 302 0.20%
78 DTE ENERGY CO 3,569 286 0.19%
79 CONAGRA BRANDS INC 6,575 277 0.18%
80 COVANTA HLDG CORP 17,577 272 0.18%
81 BLACKSTONE MTG TR INC 9,647 258 0.17%
82 COMCAST CORP NEW 4,446 251 0.17%
83 TIFFANY & CO NEW 3,200 244 0.16%
84 CATERPILLAR INC 3,505 238 0.16%
85 GREIF INC 5,400 231 0.15%
86 POWERSHARES ETF TR II 6,000 231 0.15%
87 NEW YORK CMNTY BANCORP INC 14,100 230 0.15%
88 HEWLETT PACKARD ENTERPRISE C 15,000 228 0.15%
89 ILLINOIS TOOL WKS INC 2,400 222 0.15%
90 SPDR SER TR 3,000 221 0.15%
91 ROYAL DUTCH SHELL PLC 4,769 218 0.14%
92 DOMINION ENERGY INC 3,167 214 0.14%
93 CONOCOPHILLIPS 4,550 212 0.14%
94 MCKESSON CORP 1,077 212 0.14%
95 BANK NEW YORK MELLON CORP 5,098 210 0.14%
96 M & T BK CORP 1,723 209 0.14%
97 ALPHABET INC 266 207 0.14%
98 AMGEN INC 1,264 205 0.14%
99 VECTREN CORP 4,798 204 0.14%
100 CLOROX CO DEL 1,600 203 0.13%
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