Dark
Light
System
Institutional Investment Manager
American Research & Management Co.
American Research & Management Co. (CIK: 0001506796) incorporated in Delaware, located at 145 Front Street, Marion, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 387 holdings with a total value of $274,255,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 California Resources Corp 27 0 0.00%
2 CRIMSON WINE GROUP COM 20 0 0.00%
3 Source Cap Inc Pfd 200 0 0.00%
4 PJT PARTNERS INC 2 0 0.00%
5 LINN ENERGY LLC UNIT LTD LIAB 200 0 0.00%
6 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 1 0 0.00%
7 Canadian Dollar 0 0 0.00%
8 FAIRPOINT COMMUNICATIONS INC COM NO STOCKHOLDER EQUITY 01/24/2011 18 0 0.00%
9 GAMESTOP CORP NEW 10 0 0.00%
10 LIGHTSTREAM RESOURCES LTD COM NPV 800 0 0.00%
11 NATIONAL GRID PLC 1 0 0.00%
12 TOUCHSTONE EXPL INC NEW COM 150 0 0.00%
13 IDEARC INC COM DELAWARE NO STOCKHOLDER EQUITY 12/31/2009 20 0 0.00%
14 PC CONNECTION INC COM 7 0 0.00%
15 LANDS END INC NEW 6 0 0.00%
16 Terra Inventions Corp 1 0 0.00%
17 PUBLIC SVC ENTERPRISE GRP IN 8 0 0.00%
18 TRANSWITCH CORP 25 0 0.00%
19 Ocean Spray Cranberrry Pfd 20 0 0.00%
20 UNILEVER N V 8 0 0.00%
21 Odyssey Marine Exploration Inc 19 0 0.00%
22 SANDRIDGE MISSISSIPPIAN TR I 800 1,000 0.00%
23 ENERPLUS CORP F 200 1,000 0.00%
24 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 175 1,000 0.00% PRN
25 PLUG POWER INC 660 1,000 0.00%
26 SELECT SECTOR SPDR TR 34 1,000 0.00%
27 NCR CORP NEW 20 1,000 0.00% PRN
28 Dundee Corp CL A 150 1,000 0.00%
29 SANDRIDGE PERMIAN TR 257 1,000 0.00%
30 SEARS HLDGS CORP 100 1,000 0.00%
31 CVS HEALTH CORP 10 1,000 0.00%
32 ARRAY BIOPHARMA INC 100 1,000 0.00%
33 HUGOTON RTY TR TEX 395 1,000 0.00%
34 PNM RES INC 36 1,000 0.00%
35 DREAM Unlimited Corp 200 1,000 0.00%
36 HOST HOTELS & RESORTS INC 45 1,000 0.00%
37 TERADATA CORP DEL 20 1,000 0.00%
38 Citigroup Inc 40 2,000 0.00%
39 CHIMERA INVT CORP 112 2,000 0.00%
40 POWERSHARES ETF TR II 70 2,000 0.00%
41 POWERSHARES ETF TRUST 70 2,000 0.00% PRN
42 ARLINGTON ASSET INVST CORP 200 3,000 0.00%
43 GLADSTONE CAPITAL CORP 400 3,000 0.00%
44 ROCKWELL AUTOMATION INC 25 3,000 0.00%
45 BLACKSTONE GROUP L P 100 3,000 0.00%
46 FIRST SOLAR INC 80 3,000 0.00%
47 PEMBINA PIPELINE CORP 102 3,000 0.00%
48 ACADIA PHARMACEUTICALS INC COM 100 3,000 0.00%
49 FRONTIER COMMUNICATIONS CORP 601 3,000 0.00%
50 LUMEN TECHNOLOGIES INC 104 3,000 0.00%
Page 1 of 8

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-16-000588, filed 2016.10.20).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.