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Institutional Investment Manager
American Research & Management Co.
American Research & Management Co. (CIK: 0001506796) incorporated in Delaware, located at 145 Front Street, Marion, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 387 holdings with a total value of $274,255,000.
#
Name
Shares
Value ($)
%
Options
Notes
301 CHEMOURS CO 450 7,000 0.00%
302 INGEVITY CORP 152 7,000 0.00%
303 LINDSAY CORP 80 6,000 0.00%
304 STURM RUGER & CO INC 100 6,000 0.00%
305 STAPLES INC 750 6,000 0.00%
306 ISHARES TR 62 6,000 0.00%
307 UNITED THERAPEUTICS CORP DEL 50 6,000 0.00%
308 TATA MTRS LTD 150 6,000 0.00%
309 CHIPOTLE MEXICAN GRILL INC 15 6,000 0.00%
310 ISHARES SILVER TR 300 5,000 0.00%
311 COSTAMARE INC 500 5,000 0.00%
312 CLEAN HARBORS INC 100 5,000 0.00%
313 URBAN EDGE PPTYS COM 177 5,000 0.00%
314 BLOCK H & R INC 200 5,000 0.00%
315 NETFLIX INC 49 5,000 0.00%
316 SOLARCITY CORP 250 5,000 0.00%
317 SEALED AIR CORP NEW 106 5,000 0.00%
318 SELECT SECTOR SPDR TR 250 5,000 0.00%
319 DISCOVER FINL SVCS 78 4,000 0.00%
320 International Assets Hldg Corp 100 4,000 0.00%
321 American Capital Agency 200 4,000 0.00%
322 South32 Ltd American Depositary Shares Sponsored 400 4,000 0.00%
323 VANGUARD INDEX FDS S&P 500 ETF 19 4,000 0.00%
324 POWERSHARES ETF TRUST 125 4,000 0.00%
325 UNITED PARCEL SERVICE INC 35 4,000 0.00%
326 ELECTRONIC ARTS INC 51 4,000 0.00%
327 CHESAPEAKE ENERGY CORP 600 4,000 0.00%
328 Terra Tech Corp 9,500 4,000 0.00%
329 IPATH BLOOMBERG COPPER SUBINDEX TOTAL RETURN ETN 150 4,000 0.00%
330 WEBMD HEALTH CORP 90 4,000 0.00% PRN
331 ROCKWELL AUTOMATION INC 25 3,000 0.00%
332 TRAVELERS COMPANIES INC 22 3,000 0.00% PRN
333 LUMEN TECHNOLOGIES INC 104 3,000 0.00%
334 FIRST SOLAR INC 80 3,000 0.00%
335 ACADIA PHARMACEUTICALS INC COM 100 3,000 0.00%
336 EBAY INC 100 3,000 0.00%
337 ECA MARCELLUS TR I 1,500 3,000 0.00%
338 BLACKSTONE GROUP L P 100 3,000 0.00%
339 CANADIAN NATL RY CO 50 3,000 0.00%
340 GLADSTONE CAPITAL CORP 400 3,000 0.00%
341 ARLINGTON ASSET INVST CORP 200 3,000 0.00%
342 FRONTIER COMMUNICATIONS CORP 601 3,000 0.00%
343 WHOLE FOODS MKT INC 120 3,000 0.00% PRN
344 PEMBINA PIPELINE CORP 102 3,000 0.00%
345 GAMCO GLOBAL GOLD NAT RES & 500 3,000 0.00%
346 Rio Tinto plc 100 3,000 0.00%
347 Citigroup Inc 40 2,000 0.00%
348 POWERSHARES ETF TRUST 70 2,000 0.00% PRN
349 CHIMERA INVT CORP 112 2,000 0.00%
350 POWERSHARES ETF TR II 70 2,000 0.00%
Page 7 of 8

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-16-000588, filed 2016.10.20).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.