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Institutional Investment Manager
American Research & Management Co.
American Research & Management Co. (CIK: 0001506796) incorporated in Delaware, located at 145 Front Street, Marion, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 387 holdings with a total value of $274,255,000.
#
Name
Shares
Value ($)
%
Options
Notes
351 Dundee Corp - CL A 150 1,000 0.00%
352 DREAM Unlimited Corp 200 1,000 0.00%
353 ARRAY BIOPHARMA INC COM 100 1,000 0.00%
354 PNM RES INC 36 1,000 0.00%
355 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 175 1,000 0.00% PRN
356 NCR CORP NEW 20 1,000 0.00% PRN
357 SANDRIDGE PERMIAN TR 257 1,000 0.00%
358 SANDRIDGE MISSISSIPPIAN TR I 800 1,000 0.00%
359 SEARS HLDGS CORPORATION 100 1,000 0.00%
360 SELECT SECTOR SPDR TR 34 1,000 0.00%
361 HUGOTON ROYALTY 395 1,000 0.00%
362 EnerplusResFdNew 200 1,000 0.00%
363 TERADATA CORP DEL 20 1,000 0.00%
364 HOST HOTELS & RESORTS INC COM 45 1,000 0.00%
365 PLUG POWER INC COM 660 1,000 0.00%
366 CVS HEALTH CORP 10 1,000 0.00%
367 Source Cap Inc Pfd 200 0 0.00%
368 Canadian Dollar 0 0 0.00%
369 PC CONNECTION INC COM 7 0 0.00%
370 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 1 0 0.00%
371 CRIMSON WINE GROUP COM 20 0 0.00%
372 Fairpoint Commun Inc Xxx (NV) 18 0 0.00%
373 Ocean Spray Cranberrry Pfd 20 0 0.00%
374 Terra Inventions Corp 1 0 0.00%
375 IDEARC INC COM DELAWARE NO STOCKHOLDER EQUITY 12/31/2009 20 0 0.00%
376 GAMESTOP CORP NEW CL A 10 0 0.00%
377 LIGHTSTREAM RESOURCES LTD COM NPV 800 0 0.00%
378 PUBLIC SVC ENTERPRISE GRP IN 8 0 0.00%
379 PJT PARTNERS INC 2 0 0.00%
380 TOUCHSTONE EXPL INC NEW COM 150 0 0.00%
381 Odyssey Marine Exploration Inc 19 0 0.00%
382 UNILEVER N V 8 0 0.00%
383 TRANSWITCH CORP 25 0 0.00%
384 NATIONAL GRID PLC 1 0 0.00%
385 LINN ENERGY LLC UNIT LTD LIAB 200 0 0.00%
386 LANDS END INCORPORATED NEW 6 0 0.00%
387 CALIFORNIA RES CORP 27 0 0.00%
Page 8 of 8

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-16-000588, filed 2016.10.20).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.