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Institutional Investment Manager
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management (CIK: 0001510434) incorporated in Washington, located at 1420 5th Ave Suite 3150, Seattle, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 123 holdings with a total value of $407,432,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 NIKE INC 5,929 301,000 0.07%
102 PEPSICO INC 2,802 293,000 0.07%
103 SPDR SER TR 3,381 289,000 0.07%
104 COCA COLA CO 6,836 283,000 0.07%
105 CONOCOPHILLIPS 5,535 278,000 0.07%
106 DANAHER CORP DEL 3,490 272,000 0.07%
107 ISHARES TR 2,013 271,000 0.07%
108 RYDEX ETF TRUST 3,120 270,000 0.07%
109 PFIZER INC 8,044 261,000 0.06%
110 SPDR BLOOMBERG EMERGING MARKETS LOCAL BOND ETF 9,825 261,000 0.06%
111 SOUTHWEST AIRLS CO 5,033 251,000 0.06%
112 ISHARES TR 2,106 247,000 0.06%
113 BERKSHIRE HATHAWAY INC DEL 1 244,000 0.06%
114 AUTOMATIC DATA PROCESSING IN 2,360 243,000 0.06%
115 JPMORGAN CHASE & CO 2,737 236,000 0.06%
116 VANGUARD INDEX FDS 1,813 234,000 0.06%
117 ALASKA AIR GROUP INC 2,602 231,000 0.06%
118 ALPHABET INC 261 207,000 0.05%
119 ISHARES TR 2,047 206,000 0.05%
120 OPKO HEALTH INC 22,200 206,000 0.05%
121 ISHARES TR 1,953 205,000 0.05%
122 CLAYMORE EXCHANGE TRD FD TR 8,092 202,000 0.05%
123 GABELLI EQUITY TR INC 14,949 83,000 0.02%
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-17-000340, filed 2017.02.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.