Dark
Light
System
Institutional Investment Manager
First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. (CIK: 0001512647) incorporated in Delaware, located at 655 W. Broadway 12th Floor, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001512647-15-000002) filed in 2015.02.09
#
Name
Shares
Value ($)
%
Options
Notes
1001 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 10,219 74 0.01%
1002 ZYNGA INC 29,291 73 0.01%
1003 HECLA MNG CO 23,800 67 0.00%
1004 PEREGRINE PHARMACEUTICALS IN 47,600 66 0.00%
1005 EMPIRE RES INC DEL COM 13,500 64 0.00%
1006 MFS HIGH YIELD MUN TR 14,200 63 0.00%
1007 Mueller Industries Inc 13,514 62 0.00%
1008 U S GLOBAL INVS INC 20,000 61 0.00%
1009 MFS HIGH INCOME MUN TR 12,000 58 0.00%
1010 WESTERN ASSET MGD HI INCM FD 10,733 54 0.00%
1011 NTELOS HLDGS CORPCOM NEW 12,645 53 0.00%
1012 SPRINT CORP 10,853 45 0.00%
1013 Alcatel Lucent Adr 13,241 45 0.00%
1014 Life Partners Holdings Inc 66,375 44 0.00%
1015 ONCOTHYREON INC COM N/C EFF 6/ 20,000 38 0.00%
1016 ImmunoCellular Therapeutics Lt 45,000 33 0.00%
1017 MFS INTERMEDIATE HIGH INC FD 12,201 32 0.00%
1018 BLUE EARTH INC COM 30,050 32 0.00%
1019 BIODEL INC 20,000 27 0.00%
1020 DISCOVERY LABORATORIES INC N 20,500 24 0.00%
1021 AMYRIS INC COM 10,366 22 0.00%
1022 FUELCELL ENERGY INC COM 14,000 21 0.00%
1023 ARCH COAL INC 11,200 20 0.00%
1024 Curis, Inc 11,200 17 0.00%
1025 Warren Resources Inc 10,000 16 0.00%
1026 PARAMOUNT GOLD & SILVER COR 12,500 13 0.00%
1027 DENISON MINES CORP 12,000 11 0.00%
1028 CAMAC ENERGY INC 11,904 5 0.00%
Page 21 of 21