| 1 |
SABBY MANAGEMENT, LLC |
1,615,143 |
2,148,000 |
26.59% |
|
|
| 2 |
Broadfin Capital, LLC |
1,330,034 |
1,769,000 |
21.90% |
|
|
| 3 |
WELLINGTON MANAGEMENT GROUP LLP |
1,034,995 |
1,377,000 |
17.05% |
|
|
| 4 |
VANGUARD GROUP INC |
521,319 |
693,000 |
8.58% |
|
|
| 5 |
FNY Managed Accounts LLC |
317,000 |
421,610 |
5.22% |
|
|
| 6 |
GOLDMAN SACHS GROUP INC |
223,021 |
297,000 |
3.68% |
|
|
| 7 |
ORBIMED ADVISORS LLC |
209,700 |
279,000 |
3.45% |
|
|
| 8 |
RENAISSANCE TECHNOLOGIES LLC |
180,755 |
240,000 |
2.97% |
|
|
| 9 |
GROUP ONE TRADING LLC |
98,524 |
131,000 |
1.62% |
|
|
| 10 |
SHEPHERD KAPLAN KROCHUK, LLC |
80,525 |
107,000 |
1.32% |
|
|
| 11 |
DIMENSIONAL FUND ADVISORS LP |
55,463 |
74,000 |
0.92% |
|
|
| 12 |
GEODE CAPITAL MANAGEMENT, LLC |
55,056 |
73,000 |
0.90% |
|
|
| 13 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
54,685 |
73,000 |
0.90% |
|
|
| 14 |
BlackRock Fund Advisors |
52,953 |
70,000 |
0.87% |
|
|
| 15 |
CITADEL ADVISORS LLC |
32,413 |
43,000 |
0.53% |
|
|
| 16 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
31,000 |
41,000 |
0.51% |
Put |
|
| 17 |
DEUTSCHE BANK AG\ |
28,069 |
37,000 |
0.46% |
|
|
| 18 |
AMERIPRISE FINANCIAL INC |
27,030 |
36,000 |
0.45% |
|
|
| 19 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
22,656 |
35,000 |
0.43% |
|
|
| 20 |
NORTHERN TRUST CORP |
25,132 |
34,000 |
0.42% |
|
|
| 21 |
First Allied Advisory Services, Inc. |
20,000 |
27,000 |
0.33% |
|
|
| 22 |
Cannell & Co. |
13,750 |
18,000 |
0.22% |
|
|
| 23 |
Rotella Capital Management, Inc. |
12,524 |
17,000 |
0.21% |
|
|
| 24 |
Bank of New York Mellon Corp |
12,493 |
16,000 |
0.20% |
|
|
| 25 |
UBS Group AG |
3,952 |
6,000 |
0.07% |
|
|
| 26 |
BlackRock Investment Management, LLC |
3,437 |
5,000 |
0.06% |
|
|
| 27 |
NATIONAL PLANNING CORP |
2,500 |
3,625 |
0.04% |
|
|
| 28 |
Plante Moran Financial Advisors, LLC |
1,470 |
2,000 |
0.02% |
|
|
| 29 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,000 |
1,000 |
0.01% |
|
|
| 30 |
BANK OF AMERICA CORP /DE/ |
792 |
1,000 |
0.01% |
|
|
| 31 |
MORGAN STANLEY |
1,100 |
1,000 |
0.01% |
|
|
| 32 |
CITIGROUP INC |
749 |
1,000 |
0.01% |
|
|
| 33 |
Creative Planning |
650 |
1,000 |
0.01% |
|
|
| 34 |
ADVANTAGE INVESTMENT MANAGEMENT, LLC |
250 |
0 |
0.00% |
|
|
| 35 |
D.A. DAVIDSON & CO. |
500 |
0 |
0.00% |
|
|
