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Institutional Investment Manager
First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. (CIK: 0001512647) incorporated in Delaware, located at 655 W. Broadway 12th Floor, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Portfolio Summary: 1,072 holdings with a total value of $1,512,263,000.
#
Name
Shares
Value ($)
%
Options
Notes
1051 EMPIRE RES INC DEL COM 12,500 53,000 0.00%
1052 CREDIT SUISSE HIGH YIELD BD 17,400 48,000 0.00%
1053 Lloyds Banking Group Plc 10,232 47,000 0.00%
1054 KINROSS GOLD CORP 20,000 45,000 0.00%
1055 MFS INTERMEDIATE HIGH INC FD 12,201 33,000 0.00%
1056 ONCOTHYREON INC COM N/C EFF 6/ 20,000 33,000 0.00%
1057 BLUE EARTH INC COM 31,050 27,000 0.00%
1058 AMYRIS INC COM 10,366 25,000 0.00%
1059 BIODEL INC 20,000 24,000 0.00%
1060 Curis, Inc 10,000 24,000 0.00%
1061 ImmunoCellular Therapeutics Lt 45,000 22,000 0.00%
1062 ParkerVision Inc. (PRKR) 25,000 21,000 0.00%
1063 FUELCELL ENERGY INC COM 14,000 19,000 0.00%
1064 DRYSHIPS INC 20,500 15,000 0.00%
1065 HALCON RESOURCES CORP 14,093 14,000 0.00%
1066 PARAMOUNT GOLD & SILVER COR 13,500 14,000 0.00%
1067 DENISON MINES CORP 17,000 13,000 0.00%
1068 PEDEVCO CORP 15,000 12,000 0.00%
1069 ARCH COAL INC 11,200 11,000 0.00%
1070 Warren Resources Inc 10,000 9,000 0.00%
1071 PEABODY ENERGY C 4.75 PERCENT 66 CONV BONDS DUE 12/15/66 20,000 7,000 0.00%
1072 CAMAC ENERGY INC 11,904 6,000 0.00%
Page 22 of 22

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001512647-15-000004, filed 2015.05.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.