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ImmunoCellular Therapeutics Lt
ImmunoCellular Therapeutics Lt . Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 32 Institutional holders with a total value of $7,536,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SABBY MANAGEMENT, LLC 5,889,021 2,856,000 37.90%
2 ARMISTICE CAPITAL, LLC 2,471,500 1,199,000 15.91%
3 VANGUARD GROUP INC 2,426,257 1,177,000 15.62%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 1,984,497 962,000 12.77%
5 RENAISSANCE TECHNOLOGIES LLC 446,000 216,000 2.87%
6 GEODE CAPITAL MANAGEMENT, LLC 439,847 213,000 2.83%
7 JACOBS LEVY EQUITY MANAGEMENT, INC 366,060 178,000 2.36%
8 Callan Capital, LLC 323,912 157,000 2.08%
9 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 209,100 146,000 1.94%
10 BlackRock Fund Advisors 230,136 112,000 1.49%
11 NOMURA HOLDINGS INC 106,000 60,000 0.80%
12 NORTHERN TRUST CORP 99,019 48,000 0.64%
13 Bank of New York Mellon Corp 92,013 45,000 0.60%
14 DEUTSCHE BANK AG\ 66,846 32,000 0.42%
15 First Allied Advisory Services, Inc. 45,000 22,000 0.29%
16 STATE STREET CORP 29,173 14,000 0.19%
17 CHELSEA COUNSEL CO 28,000 14,000 0.19%
18 CITIGROUP INC 21,700 11,000 0.15%
19 J.P. Morgan Private Wealth Advisors LLC 20,000 10,000 0.13%
20 Ifrah Financial Services, Inc. 18,500 9,000 0.12%
21 MORGAN STANLEY 18,495 9,000 0.12%
22 GOLDMAN SACHS GROUP INC 19,150 9,000 0.12%
23 GUGGENHEIM CAPITAL LLC 16,773 8,000 0.11%
24 BlackRock Investment Management, LLC 15,247 7,000 0.09%
25 KING LUTHER CAPITAL MANAGEMENT CORP 10,000 7,000 0.09%
26 Gerstein Fisher 13,000 6,000 0.08%
27 GROUP ONE TRADING LLC 6,595 3,000 0.04%
28 B. Riley Wealth Management, Inc. 8,000 3,000 0.04%
29 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,073 1,000 0.01%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,800 1,000 0.01%
31 UBS Group AG 1,350 1,000 0.01%
32 Catamount Wealth Management 1,000 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.