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CREDIT SUISSE HIGH YIELD BD
CREDIT SUISSE HIGH YIELD BD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 47 Institutional holders with a total value of $12,872,313.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 761,786 2,118,000 16.45%
2 SG Americas Securities, LLC 732,518 2,036,000 15.82%
3 Invesco Ltd. 675,572 1,878,000 14.59%
4 Shaker Financial Services, LLC 258,233 718,000 5.58%
5 WELLS FARGO & COMPANY/MN 241,526 671,000 5.21%
6 MARINER INVESTMENT GROUP LLC 240,868 670,000 5.20%
7 WOLVERINE ASSET MANAGEMENT LLC 223,437 621,000 4.82%
8 Arete Wealth Advisors, LLC 212,664 589,000 4.58%
9 GUGGENHEIM CAPITAL LLC 192,216 534,000 4.15%
10 Investors Capital Advisory Services 145,042 403,000 3.13%
11 BANK OF AMERICA CORP /DE/ 112,990 314,000 2.44%
12 MORGAN STANLEY 110,153 306,000 2.38%
13 IFC Holdings Incorporated/FL 80,959 226,000 1.76%
14 DOLIVER ADVISORS, LP 73,655 205,000 1.59%
15 UBS Group AG 65,220 181,000 1.41%
16 INVESTMENT CENTERS OF AMERICA INC 46,700 131,000 1.02%
17 ROYAL BANK OF CANADA 43,281 120,000 0.93%
18 Traynor Capital Management, Inc. 43,073 119,000 0.92%
19 CLOUGH CAPITAL PARTNERS L P 41,532 115,000 0.89%
20 Sigma Planning Corp 40,950 114,000 0.89%
21 CREDIT SUISSE AG/ 37,800 105,000 0.82%
22 Cambridge Investment Research Advisors, Inc. 29,627 82,000 0.64%
23 MSI Financial Services Inc 24,957 69,000 0.54%
24 Virtu KCG Holdings LLC 23,870 66,000 0.51%
25 Annex Advisory Services, LLC 22,921 64,000 0.50%
26 MONROE BANK & TRUST/MI 22,759 63,000 0.49%
27 First Allied Advisory Services, Inc. 17,400 48,000 0.37%
28 Psagot Value Holdings Ltd. 13,137 37,000 0.29%
29 WFG Advisors, LP 11,374 32,000 0.25%
30 Commonwealth Equity Services, Inc 11,328 31,000 0.24%
31 UMB Bank, n.a. 10,000 28,000 0.22%
32 NATIONAL PLANNING CORP 10,097 28,000 0.22%
33 Creative Planning 8,969 25,000 0.19%
34 GUPTA WEALTH MANAGEMENT LLC 8,016 22,000 0.17%
35 Advisors Asset Management, Inc. 7,034 20,000 0.16%
36 AMERICAN INTERNATIONAL GROUP, INC. 6,962 19,354 0.15%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,767 19,000 0.15%
38 Sunbelt Securities, Inc. 6,101 16,959 0.13%
39 Financial Architects, Inc 3,000 8,000 0.06%
40 NEXT Financial Group, Inc 2,000 5,000 0.04%
41 CITIGROUP INC 1,361 4,000 0.03%
42 Highlander Capital Management, LLC 1,500 4,000 0.03%
43 American Research & Management Co. 734 2,000 0.02%
44 Allworth Financial LP 700 2,000 0.02%
45 INTEGRATED WEALTH MANAGEMENT 1,000 2,000 0.02%
46 Winch Advisory Services, LLC 273 1,000 0.01%
47 Tower Research Capital LLC (TRC) 175 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.