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Institutional Investment Manager
First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. (CIK: 0001512647) incorporated in Delaware, located at 655 W. Broadway 12th Floor, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001512647-16-000013) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1001 STMICROELECTRONICS N V 12,885 105 0.01%
1002 COHEN & STEERS GLOBAL INCORPORATED BLDR 11,800 105 0.01%
1003 MARINE PRODS CORP 11,487 103 0.01%
1004 AK STL HLDG CORP 21,142 102 0.01%
1005 BLACKROCK ENHANCED EQT DIV T 12,908 102 0.01%
1006 RESEARCH FRONTIERS INC 38,212 99 0.01%
1007 RITE AID CORP 12,050 93 0.00%
1008 Cincinnati Bell Inc 22,558 92 0.00%
1009 MIMEDX GROUP INC COM 10,464 90 0.00%
1010 PULMATRIX INC 54,603 90 0.00%
1011 DUFF & PHELPS SLCT ENGY MLP FD COM 11,394 88 0.00%
1012 SPRINT CORP 12,773 85 0.00%
1013 CVR PARTNERS LP 15,002 80 0.00%
1014 SPROTT PHYSICAL PLAT PALLAD 10,000 77 0.00%
1015 MCDERMOTT INTL INC 15,032 75 0.00%
1016 CALUMET SPECIALTY PRODS PTNR 16,521 75 0.00%
1017 ASHFORD HOSPITALITY TR INC 12,742 75 0.00%
1018 MFS GOVT MKTS INCOME TR 13,703 74 0.00%
1019 EATON VANCE SR INCOME TR 10,669 69 0.00%
1020 APOLLO INVT CORP 11,566 67 0.00%
1021 EMPIRE RES INC DEL COM 11,800 58 0.00%
1022 CLEAN ENERGY FUELS CORPORATION COM 11,972 54 0.00%
1023 U S GLOBAL INVS INC 27,500 51 0.00%
1024 DREYFUS HIGH YIELD STRATEGIE 15,000 51 0.00%
1025 Mizuho Financial Group 10,718 36 0.00%
1026 CREDIT SUISSE HIGH YIELD BD 13,000 34 0.00%
1027 Curis, Inc 10,000 26 0.00%
1028 GOLDEN STAR RES LTD CDA 19,000 16 0.00%
1029 DENISON MINES CORP 24,600 12 0.00%
1030 THRESHOLD PHARMACEUTICAL INC 11,500 8 0.00%
1031 MANNKIND CORP. 10,637 7 0.00%
1032 PEDEVCO CORP 10,000 2 0.00%
1033 PROVECTUS 10,000 1 0.00%
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