| 1 |
BSW Wealth Partners |
114 |
14,803,000 |
50.19% |
|
|
| 2 |
Polar Asset Management Partners Inc. |
449,601 |
3,448,000 |
11.69% |
|
|
| 3 |
MORGAN STANLEY |
301,436 |
2,312,000 |
7.84% |
|
|
| 4 |
Virtu Financial LLC |
263,988 |
2,025,000 |
6.87% |
|
|
| 5 |
RAYMOND JAMES & ASSOCIATES |
232,498 |
1,783,000 |
6.05% |
|
|
| 6 |
ROYAL BANK OF CANADA |
165,155 |
1,275,000 |
4.32% |
|
|
| 7 |
SPROTT INC. |
108,200 |
830,000 |
2.81% |
|
|
| 8 |
JANE STREET GROUP, LLC |
99,539 |
763,000 |
2.59% |
|
|
| 9 |
St. James Investment Company, LLC |
45,355 |
348,000 |
1.18% |
|
|
| 10 |
Caprock Group, LLC |
40,160 |
308,000 |
1.04% |
|
|
| 11 |
AMERIPRISE FINANCIAL INC |
38,953 |
299,000 |
1.01% |
|
|
| 12 |
LPL Financial LLC |
33,584 |
247,000 |
0.84% |
|
|
| 13 |
WELLS FARGO & COMPANY/MN |
27,415 |
210,000 |
0.71% |
|
|
| 14 |
INDEPENDENCE ADVISORS, LLC |
25,000 |
192,000 |
0.65% |
|
|
| 15 |
OPPENHEIMER & CO INC |
21,143 |
162,000 |
0.55% |
|
|
| 16 |
Commonwealth Equity Services, Inc |
16,200 |
124,000 |
0.42% |
|
|
| 17 |
NATIONAL PLANNING CORP |
12,593 |
88,000 |
0.30% |
|
|
| 18 |
SII INVESTMENTS INC/WI |
10,200 |
78,000 |
0.26% |
|
|
| 19 |
First Allied Advisory Services, Inc. |
10,000 |
77,000 |
0.26% |
|
|
| 20 |
BROWN BROTHERS HARRIMAN & CO |
5,000 |
38,000 |
0.13% |
|
|
| 21 |
UBS Group AG |
3,916 |
30,000 |
0.10% |
|
|
| 22 |
TCI Wealth Advisors, Inc. |
2,500 |
19,000 |
0.06% |
|
|
| 23 |
TORONTO DOMINION BANK |
2,000 |
15,000 |
0.05% |
|
|
| 24 |
GENEOS WEALTH MANAGEMENT INC. |
1,200 |
9,000 |
0.03% |
|
|
| 25 |
Beacon Capital Management, Inc. |
800 |
6,000 |
0.02% |
|
|
| 26 |
ADVISOR GROUP, INC. |
218 |
2,000 |
0.01% |
|
|
| 27 |
FineMark National Bank & Trust |
300 |
2,000 |
0.01% |
|
|
| 28 |
Tower Research Capital LLC (TRC) |
100 |
1,000 |
0.00% |
|
|
| 29 |
Advisory Services Network, LLC |
100 |
1,000 |
0.00% |
|
|
