| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 1,885,000 | 12,139,000 | 13.65% | ||
| 2 | JPMORGAN CHASE & CO | 1,787,804 | 11,513,000 | 12.95% | ||
| 3 | Invesco Ltd. | 1,236,856 | 7,966,000 | 8.96% | ||
| 4 | SYMPHONY ASSET MANAGEMENT LLC | 968,586 | 6,238,000 | 7.02% | ||
| 5 | Advisors Asset Management, Inc. | 905,588 | 5,832,000 | 6.56% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 863,252 | 5,559,000 | 6.25% | ||
| 7 | MARINER INVESTMENT GROUP LLC | 737,554 | 4,750,000 | 5.34% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 664,851 | 4,282,000 | 4.82% | ||
| 9 | UBS Group AG | 619,167 | 3,988,000 | 4.49% | ||
| 10 | COHEN & STEERS, INC. | 455,894 | 2,936,000 | 3.30% | ||
| 11 | MORGAN STANLEY | 442,171 | 2,848,000 | 3.20% | ||
| 12 | Bain Capital Credit, LP | 430,366 | 2,772,000 | 3.12% | ||
| 13 | Yorktown Management & Research Co Inc | 390,000 | 2,512,000 | 2.83% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 342,137 | 2,202,000 | 2.48% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 332,215 | 2,140,000 | 2.41% | ||
| 16 | WELLS FARGO & COMPANY/MN | 298,396 | 1,922,000 | 2.16% | ||
| 17 | Marble Harbor Investment Counsel, LLC | 269,250 | 1,734,000 | 1.95% | ||
| 18 | CREDIT SUISSE AG/ | 138,372 | 891,000 | 1.00% | ||
| 19 | BAIRD FINANCIAL GROUP, INC. | 98,500 | 634,000 | 0.71% | ||
| 20 | AMERIPRISE FINANCIAL INC | 97,687 | 629,000 | 0.71% | ||
| 21 | Cambridge Investment Research Advisors, Inc. | 97,457 | 628,000 | 0.71% | ||
| 22 | MERIDIAN INVESTMENT COUNSEL INC. | 80,924 | 521,000 | 0.59% | ||
| 23 | Horizon Kinetics LLC | 78,730 | 507,000 | 0.57% | ||
| 24 | LPL Financial LLC | 76,858 | 490,000 | 0.55% | ||
| 25 | Hilltop Holdings Inc. | 71,840 | 463,000 | 0.52% | ||
| 26 | Capital Investment Advisors, LLC | 61,133 | 394,000 | 0.44% | ||
| 27 | Shaker Financial Services, LLC | 51,099 | 329,000 | 0.37% | ||
| 28 | Concert Wealth Management Inc. | 39,200 | 252,000 | 0.28% | ||
| 29 | AQR ARBITRAGE LLC | 33,149 | 213,000 | 0.24% | ||
| 30 | WealthTrust Axiom LLC | 30,265 | 194,000 | 0.22% | ||
| 31 | RELIANCE TRUST CO | 29,800 | 192,000 | 0.22% | ||
| 32 | BLACKROCK ADVISORS LLC | 26,217 | 169,000 | 0.19% | ||
| 33 | OPPENHEIMER & CO INC | 18,000 | 116,000 | 0.13% | ||
| 34 | M&T BANK CORP | 14,522 | 94,000 | 0.11% | ||
| 35 | Cetera Advisors LLC | 14,500 | 93,000 | 0.10% | ||
| 36 | ROYAL BANK OF CANADA | 14,336 | 92,000 | 0.10% | ||
| 37 | SeaBridge Investment Advisors LLC | 12,060 | 78,000 | 0.09% | ||
| 38 | Rock Point Advisors, LLC | 11,900 | 77,000 | 0.09% | ||
| 39 | First Allied Advisory Services, Inc. | 10,669 | 69,000 | 0.08% | ||
| 40 | Camelot Portfolios, LLC | 10,000 | 64,000 | 0.07% | ||
| 41 | NEXT Financial Group, Inc | 10,000 | 64,000 | 0.07% | ||
| 42 | INGALLS & SNYDER LLC | 10,000 | 64,000 | 0.07% | ||
| 43 | ADVISOR GROUP, INC. | 7,735 | 50,000 | 0.06% | ||
| 44 | IFP ADVISORS, INC | 5,684 | 37,000 | 0.04% | ||
| 45 | ACROSPIRE INVESTMENT MANAGEMENT LLC | 5,300 | 34,000 | 0.04% | ||
| 46 | CITIGROUP INC | 5,353 | 34,000 | 0.04% | ||
| 47 | Highlander Capital Management, LLC | 5,000 | 32,000 | 0.04% | ||
| 48 | ADVOCACY WEALTH MANAGEMENT SERVICES, LLC | 4,500 | 29,000 | 0.03% | ||
| 49 | SEI INVESTMENTS CO | 3,641 | 23,000 | 0.03% | ||
| 50 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,626 | 10,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
