| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | 250,000 | 20,423,000 | 25.18% | Put | |
| 2 | BLUEKNIGHT ENERGY | 2,732,569 | 13,089,000 | 16.14% | ||
| 3 | AWARE INC | 1,935,851 | 7,221,000 | 8.90% | ||
| 4 | WESTMORELAND COAL CO COM | 796,401 | 5,742,000 | 7.08% | ||
| 5 | COMMUNITY HEALTHCARE TR INC COM | 281,892 | 5,212,000 | 6.43% | ||
| 6 | KOPPERS HOLDINGS INC COM | 228,995 | 5,146,000 | 6.34% | ||
| 7 | KCAP FINL INC | 1,253,258 | 4,512,000 | 5.56% | ||
| 8 | LUMOS NETWORKS CORP | 326,911 | 4,198,000 | 5.18% | ||
| 9 | MVC CAPITAL INC COM | 541,282 | 4,038,000 | 4.98% | ||
| 10 | GREEN PLAINS INC COM | 190,000 | 3,032,000 | 3.74% | Put | |
| 11 | SIX FLAGS ENTMT CORP NEW | 50,000 | 2,775,000 | 3.42% | Put | |
| 12 | SPARTON CORP | 122,648 | 2,206,000 | 2.72% | ||
| 13 | HC2 HLDGS INC COM | 470,509 | 1,797,000 | 2.22% | ||
| 14 | NUVECTRA CORP COM | 270,593 | 1,464,000 | 1.80% | ||
| 15 | Catalyst Biosciences | 155,352 | 261,000 | 0.32% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001493152-16-009543, filed 2016.05.09).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
