| 1 |
DG Capital Management, LLC |
1,253,258 |
4,512,000 |
18.71% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,217,290 |
4,382,000 |
18.17% |
|
|
| 3 |
FRANKLIN RESOURCES INC |
734,225 |
2,643,000 |
10.96% |
|
|
| 4 |
UBS Group AG |
723,108 |
2,603,000 |
10.80% |
|
|
| 5 |
Advisors Asset Management, Inc. |
452,239 |
1,628,000 |
6.75% |
|
|
| 6 |
CONFLUENCE INVESTMENT MANAGEMENT LLC |
340,472 |
1,226,000 |
5.08% |
|
|
| 7 |
Diversified Trust Co |
186,564 |
672,000 |
2.79% |
|
|
| 8 |
BANK OF AMERICA CORP /DE/ |
175,429 |
632,000 |
2.62% |
|
|
| 9 |
MORGAN STANLEY |
170,339 |
614,000 |
2.55% |
|
|
| 10 |
Kellner Capital, LLC |
155,036 |
558,000 |
2.31% |
|
|
| 11 |
Muzinich & Co., Inc. |
149,051 |
537,000 |
2.23% |
|
|
| 12 |
TWO SIGMA ADVISERS, LP |
118,330 |
426,000 |
1.77% |
|
|
| 13 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC |
115,800 |
417,000 |
1.73% |
|
|
| 14 |
TWO SIGMA INVESTMENTS, LP |
109,400 |
394,000 |
1.63% |
|
|
| 15 |
CUE ADVISORY SERVICES, INC. |
102,700 |
370,000 |
1.53% |
|
|
| 16 |
Texas Yale Capital Corp. |
100,100 |
360,000 |
1.49% |
|
|
| 17 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
87,900 |
316,000 |
1.31% |
|
|
| 18 |
Legal & General Group Plc |
76,876 |
274,000 |
1.14% |
|
|
| 19 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
69,563 |
250,000 |
1.04% |
|
|
| 20 |
SHEAFF BROCK INVESTMENT ADVISORS, LLC |
46,995 |
169,000 |
0.70% |
|
|
| 21 |
DEUTSCHE BANK AG\ |
39,873 |
143,000 |
0.59% |
|
|
| 22 |
LPL Financial LLC |
38,346 |
129,000 |
0.54% |
|
|
| 23 |
D. E. Shaw & Co., Inc. |
34,672 |
125,000 |
0.52% |
|
|
| 24 |
GOLDMAN SACHS GROUP INC |
30,868 |
111,000 |
0.46% |
|
|
| 25 |
CITIGROUP INC |
25,876 |
93,000 |
0.39% |
|
|
| 26 |
Creative Planning |
21,630 |
78,000 |
0.32% |
|
|
| 27 |
STIFEL FINANCIAL CORP |
18,165 |
65,000 |
0.27% |
|
|
| 28 |
CIBC WORLD MARKET INC. |
17,611 |
63,000 |
0.26% |
|
|
| 29 |
RAYMOND JAMES TRUST N.A. |
16,650 |
60,000 |
0.25% |
|
|
| 30 |
Raymond James Financial Services Advisors, Inc. |
14,276 |
51,000 |
0.21% |
|
|
| 31 |
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC |
12,978 |
47,000 |
0.19% |
|
|
| 32 |
HighTower Advisors, LLC |
12,645 |
45,000 |
0.19% |
|
|
| 33 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
8,000 |
29,000 |
0.12% |
|
|
| 34 |
US BANCORP \DE\ |
6,900 |
25,000 |
0.10% |
|
|
| 35 |
WELLS FARGO & COMPANY/MN |
7,000 |
25,000 |
0.10% |
|
|
| 36 |
FIFTH THIRD BANCORP |
4,000 |
14,000 |
0.06% |
|
|
| 37 |
MSI Financial Services Inc |
1,000 |
4,000 |
0.02% |
|
|
| 38 |
BlackRock Investment Management, LLC |
1,000 |
4,000 |
0.02% |
|
|
| 39 |
AMERICAN INTERNATIONAL GROUP, INC. |
729 |
3,000 |
0.01% |
|
|
| 40 |
Hudock, Inc. |
1,089 |
3,000 |
0.01% |
|
|
| 41 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
605 |
2,000 |
0.01% |
|
|
| 42 |
CUTLER GROUP LLC / CA |
6,000 |
2,000 |
0.01% |
Put |
|
| 43 |
Tradewinds Capital Management, LLC |
560 |
2,000 |
0.01% |
|
|
| 44 |
SECURITY NATIONAL TRUST CO |
500 |
2,000 |
0.01% |
|
|
| 45 |
ROYAL BANK OF CANADA |
200 |
1,000 |
0.00% |
|
|
| 46 |
Tower Research Capital LLC (TRC) |
462 |
1,000 |
0.00% |
|
|
| 47 |
NEXT Financial Group, Inc |
503 |
1,000 |
0.00% |
|
|
