| 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,404,351 |
10,476,000 |
13.73% |
|
|
| 2 |
Bulldog Investors, LLP |
1,378,812 |
10,270,000 |
13.46% |
|
|
| 3 |
ROYCE & ASSOCIATES LP |
1,218,700 |
9,092,000 |
11.92% |
|
|
| 4 |
West Family Investments, Inc. |
990,223 |
7,387,000 |
9.68% |
|
|
| 5 |
CREDIT SUISSE AG/ |
679,296 |
5,067,000 |
6.64% |
|
|
| 6 |
MORGAN STANLEY |
597,477 |
4,456,000 |
5.84% |
|
|
| 7 |
WYNNEFIELD CAPITAL INC |
592,659 |
4,421,000 |
5.79% |
|
|
| 8 |
DG Capital Management, LLC |
541,282 |
4,038,000 |
5.29% |
|
|
| 9 |
UBS Group AG |
361,550 |
2,697,000 |
3.53% |
|
|
| 10 |
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) |
237,029 |
1,768,000 |
2.32% |
|
|
| 11 |
Arbiter Partners Capital Management LLC |
190,854 |
1,424,000 |
1.87% |
|
|
| 12 |
D. E. Shaw & Co., Inc. |
180,744 |
1,348,000 |
1.77% |
|
|
| 13 |
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
176,628 |
1,318,000 |
1.73% |
|
|
| 14 |
BANK OF AMERICA CORP /DE/ |
171,606 |
1,281,000 |
1.68% |
|
|
| 15 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
162,598 |
1,213,000 |
1.59% |
|
|
| 16 |
Ancora Advisors LLC |
159,972 |
1,193,000 |
1.56% |
|
|
| 17 |
MILLER VALUE PARTNERS, LLC |
142,600 |
1,064,000 |
1.39% |
|
|
| 18 |
GABELLI FUNDS LLC |
125,000 |
933,000 |
1.22% |
|
|
| 19 |
Omega Advisors Inc. |
120,000 |
895,000 |
1.17% |
|
|
| 20 |
DEUTSCHE BANK AG\ |
118,780 |
885,000 |
1.16% |
|
|
| 21 |
Teton Advisors, Inc. |
108,000 |
806,000 |
1.06% |
|
|
| 22 |
BlackRock Group LTD |
85,922 |
641,000 |
0.84% |
|
|
| 23 |
CS MCKEE LP |
73,435 |
548,000 |
0.72% |
|
|
| 24 |
GAMCO INVESTORS, INC. ET AL |
68,600 |
512,000 |
0.67% |
|
|
| 25 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
48,900 |
365,000 |
0.48% |
|
|
| 26 |
Legal & General Group Plc |
45,006 |
336,000 |
0.44% |
|
|
| 27 |
DnB Asset Management AS |
42,788 |
319,198 |
0.42% |
|
|
| 28 |
WELLS FARGO & COMPANY/MN |
40,789 |
304,000 |
0.40% |
|
|
| 29 |
TWO SIGMA ADVISERS, LP |
30,711 |
229,000 |
0.30% |
|
|
| 30 |
Jacobus Wealth Management, Inc. |
30,000 |
224,000 |
0.29% |
|
|
| 31 |
STIFEL FINANCIAL CORP |
21,477 |
160,000 |
0.21% |
|
|
| 32 |
BB&T SECURITIES, LLC |
17,751 |
132,000 |
0.17% |
|
|
| 33 |
BOOTHBAY FUND MANAGEMENT, LLC |
16,000 |
119,000 |
0.16% |
|
|
| 34 |
FIRST MANHATTAN CO. LLC. |
15,000 |
111,000 |
0.15% |
|
|
| 35 |
TWO SIGMA INVESTMENTS, LP |
10,557 |
79,000 |
0.10% |
|
|
| 36 |
CITIGROUP INC |
9,583 |
71,000 |
0.09% |
|
|
| 37 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
6,029 |
45,000 |
0.06% |
|
|
| 38 |
Thomas J. Herzfeld Advisors, Inc. |
2,618 |
20,000 |
0.03% |
|
|
| 39 |
D.A. DAVIDSON & CO. |
2,500 |
18,000 |
0.02% |
|
|
| 40 |
PineBridge Investments, L.P. |
1,581 |
12,000 |
0.02% |
|
|
| 41 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
1,286 |
9,000 |
0.01% |
|
|
| 42 |
Mraz, Amerine & Associates, Inc. |
1,000 |
7,460 |
0.01% |
|
|
| 43 |
CUTLER GROUP LLC / CA |
300 |
2,000 |
0.00% |
|
|
| 44 |
Tower Research Capital LLC (TRC) |
247 |
2,000 |
0.00% |
|
|
| 45 |
IFP ADVISORS, INC |
216 |
2,000 |
0.00% |
|
|
| 46 |
KANALY TRUST CO |
100 |
1,000 |
0.00% |
|
|
| 47 |
MSI Financial Services Inc |
90 |
1,000 |
0.00% |
|
|
| 48 |
Burt Wealth Advisors |
12 |
1,000 |
0.00% |
|
|
