| # | % | |||||
|---|---|---|---|---|---|---|
| 501 | PENN WEST PETE LTD NEW | 72,956 | 126,000 | 0.00% | ||
| 502 | ONCOTHYREON INC COM N/C EFF 6/ | 33,333 | 125,000 | 0.00% | ||
| 503 | PIMCO CA Municipal Income II | 11,931 | 123,000 | 0.00% | ||
| 504 | WESTERN ASSET MGD HI INCM FD | 22,200 | 110,000 | 0.00% | ||
| 505 | OVERSEAS SHIPHOLDING GROUP I | 30,440 | 107,000 | 0.00% | ||
| 506 | Nuveen Quality PFD Income Fd | 11,921 | 94,000 | 0.00% | ||
| 507 | NUVEEN PREFERRED SECURITIES | 10,105 | 86,000 | 0.00% | ||
| 508 | VALHI INC NEW COM | 14,400 | 82,000 | 0.00% | ||
| 509 | BLACKROCK DEBT STRAT FD INC COM | 21,480 | 78,000 | 0.00% | ||
| 510 | MFS HIGH INCOME MUN TR | 16,279 | 75,000 | 0.00% | ||
| 511 | MCDERMOTT INTL INC | 13,500 | 72,000 | 0.00% | ||
| 512 | PACIFIC BIOSCIENCES CALIF IN | 12,000 | 69,000 | 0.00% | ||
| 513 | CHESAPEAKE ENERGY CORP | 70,000 | 66,000 | 0.00% | PRN | |
| 514 | Vical Inc | 84,500 | 59,000 | 0.00% | ||
| 515 | ONCONOVA THERAPEUTICS | 21,000 | 50,000 | 0.00% | ||
| 516 | SYNTA PHARMACEUTICALS CORP | 16,000 | 36,000 | 0.00% | ||
| 517 | API TECHNOLOGIES CORP | 10,700 | 27,000 | 0.00% | ||
| 518 | Novacopper Inc | 39,478 | 19,000 | 0.00% | ||
| 519 | PEABODY ENERGY C 4.75 PERCENT 66 CONV BONDS DUE 12/15/66 | 74,000 | 12,000 | 0.00% | PRN | |
| 520 | SANOFI | 15,940 | 11,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001519418-15-000013, filed 2015.08.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
