| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 199,856 | 2,056,000 | 31.99% | ||
| 2 | LPL Financial LLC | 76,560 | 793,000 | 12.34% | ||
| 3 | UBS Group AG | 70,164 | 722,000 | 11.23% | ||
| 4 | MORGAN STANLEY | 69,669 | 717,000 | 11.16% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 69,299 | 714,000 | 11.11% | ||
| 6 | WELLS FARGO & COMPANY/MN | 36,143 | 372,000 | 5.79% | ||
| 7 | Commonwealth Equity Services, Inc | 29,412 | 303,000 | 4.71% | ||
| 8 | ROYAL BANK OF CANADA | 27,500 | 283,000 | 4.40% | ||
| 9 | Concert Wealth Management Inc. | 27,200 | 281,000 | 4.37% | ||
| 10 | Horizon Kinetics LLC | 11,931 | 123,000 | 1.91% | ||
| 11 | Allworth Financial LP | 4,000 | 41,000 | 0.64% | ||
| 12 | D.A. DAVIDSON & CO. | 1,000 | 10,000 | 0.16% | ||
| 13 | AMERICAN INTERNATIONAL GROUP, INC. | 628 | 6,465 | 0.10% | ||
| 14 | CITIGROUP INC | 500 | 5,000 | 0.08% | ||
| 15 | Tower Research Capital LLC (TRC) | 52 | 1,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
